Homotopy, symmetry, and non-Hermitian band topology.

Non-Hermitian matrices are ubiquitous in the description of nature ranging from classical dissipative systems, including optical, electrical, and mechanical metamaterials, to scattering of waves and open quantum many-body systems. Seminal line-gap and point-gap classifications of non-Hermitian systems using K-theory have deepened the understanding of many physical phenomena. However, ample systems remain beyond this description; reference points and lines do not in general distinguish whether multiple non-Hermitian bands exhibit intriguing exceptional points, spectral braids and crossings. To address this we consider two different notions: non-Hermitian band gaps and separation gaps that crucially encompass a broad class of multi-band scenarios, enabling the description of generic band structures with symmetries. With these concepts, we provide a unified and comprehensive classification of both gapped and nodal systems in the presence of physically relevant parity-time (PT) and pseudo-Hermitian symmetries using homotopy theory. This uncovers new stable topology stemming from both eigenvalues and wave functions, and remarkably also implies distinct fragile topological phases. In particular, we reveal different Abelian and non-Abelian phases inPT-symmetric systems, described by frame and braid topology. The corresponding invariants are robust to symmetry-preserving perturbations that do not induce (exceptional) degeneracy, and they also predict the deformation rules of nodal phases. We further demonstrate that spontaneousPTsymmetry breaking is captured by Chern-Euler and Chern-Stiefel-Whitney descriptions, a fingerprint of unprecedented non-Hermitian topology previously overlooked. These results open the door for theoretical and experimental exploration of a rich variety of novel topological phenomena in a wide range of physical platforms.

Experimental simulation of symmetry-protected higher-order exceptional points with single photons.

Exceptional points (EPs) of non-Hermitian (NH) systems have recently attracted increasing attention due to their rich phenomenology and intriguing applications. Compared to the predominantly studied second-order EPs, higher-order EPs have been assumed to play a much less prominent role because they generically require the tuning of more parameters. Here, we experimentally simulate two-dimensional topological NH band structures using single-photon interferometry, and observe topologically stable third-order EPs obtained by tuning only two real parameters in the presence of symmetry. In particular, we explore how different symmetries stabilize qualitatively different third-order EPs: the parity-time symmetry leads to a generic cube-root dispersion, while a generalized chiral symmetry implies a square-root dispersion coexisting with a flat band. Additionally, we simulate fourfold degeneracies, composed of the non-defective twofold degeneracies and second-order EPs. Our work reveals the abundant and conceptually richer higher-order EPs protected by symmetries and offers a versatile platform for further research on topological NH systems.

Erratum: Symmetry and Higher-Order Exceptional Points [Phys. Rev. Lett. 127, 186601 (2021)].

This corrects the article DOI: 10.1103/PhysRevLett.127.186601.

Symmetry and Higher-Order Exceptional Points.

Exceptional points (EPs), at which both eigenvalues and eigenvectors coalesce, are ubiquitous and unique features of non-Hermitian systems. Second-order EPs are by far the most studied due to their abundance, requiring only the tuning of two real parameters, which is less than the three parameters needed to generically find ordinary Hermitian eigenvalue degeneracies. Higher-order EPs generically require more fine-tuning, and are thus assumed to play a much less prominent role. Here, however, we illuminate how physically relevant symmetries make higher-order EPs dramatically more abundant and conceptually richer. More saliently, third-order EPs generically require only two real tuning parameters in the presence of either a parity-time (PT) symmetry or a generalized chiral symmetry. Remarkably, we find that these different symmetries yield topologically distinct types of EPs. We illustrate our findings in simple models, and show how third-order EPs with a generic ∼k^{1/3} dispersion are protected by PT symmetry, while third-order EPs with a ∼k^{1/2} dispersion are protected by the chiral symmetry emerging in non-Hermitian Lieb lattice models. More generally, we identify stable, weak, and fragile aspects of symmetry-protected higher-order EPs, and tease out their concomitant phenomenology.

Synchronization in epidemic growth and the impossibility of selective containment.

Containment, aiming to prevent the epidemic stage of community-spreading altogether, and mitigation, aiming to merely 'flatten the curve' of a wide-ranged outbreak, constitute two qualitatively different approaches to combating an epidemic through non-pharmaceutical interventions. Here, we study a simple model of epidemic dynamics separating the population into two groups, namely a low-risk group and a high-risk group, for which different strategies are pursued. Due to synchronization effects, we find that maintaining a slower epidemic growth behaviour for the high-risk group is unstable against any finite coupling between the two groups. More precisely, the density of infected individuals in the two groups qualitatively evolves very similarly, apart from a small time delay and an overall scaling factor quantifying the coupling between the groups. Hence, selective containment of the epidemic in a targeted (high-risk) group is practically impossible whenever the surrounding society implements a mitigated community-spreading. We relate our general findings to the ongoing COVID-19 pandemic.

Exceptional Spin Liquids from Couplings to the Environment.

We establish the appearance of a qualitatively new type of spin liquid with emergent exceptional points when coupling to the environment. We consider an open system of the Kitaev honeycomb model generically coupled to an external environment. In extended parameter regimes, the Dirac points of the emergent Majorana fermions from the original model are split into exceptional points with Fermi arcs connecting them. In glaring contrast to the original gapless phase of the honeycomb model that requires time-reversal symmetry, this new phase is stable against all perturbations. The system also displays a large sensitivity to boundary conditions resulting from the non-Hermitian skin effect with telltale experimental consequences. Our results point to the emergence of new classes of spin liquids in open systems that might be generically realized due to unavoidable couplings with the environment.

Gate-Tunable Fractional Chern Insulators in Twisted Double Bilayer Graphene.

We predict twisted double bilayer graphene to be a versatile platform for the realization of fractional Chern insulators readily targeted by tuning the gate potential and the twist angle. Remarkably, these topologically ordered states of matter, including spin singlet Halperin states and spin polarized states in Chern number C=1 and C=2 bands, occur at high temperatures and without the need for an external magnetic field.

Non-Hermitian Topological Sensors.

We introduce and study a novel class of sensors whose sensitivity grows exponentially with the size of the device. Remarkably, this drastic enhancement does not rely on any fine-tuning, but is found to be a stable phenomenon immune to local perturbations. Specifically, the physical mechanism behind this striking phenomenon is intimately connected to the anomalous sensitivity to boundary conditions observed in non-Hermitian topological systems. We outline concrete platforms for the practical implementation of these non-Hermitian topological sensors ranging from classical metamaterials to synthetic quantum materials.

Particle-Hole Duality, Emergent Fermi Liquids, and Fractional Chern Insulators in Moiré Flatbands.

Moiré flatbands, occurring, e.g., in twisted bilayer graphene at magic angles, have attracted ample interest due to their high degree of experimental tunability and the intriguing possibility of generating novel strongly interacting phases. Here we consider the core problem of Coulomb interactions within fractionally filled spin and valley polarized Moiré flatbands and demonstrate that the dual description in terms of holes, which acquire a nontrivial hole dispersion, provides key physical intuition and enables the use of standard perturbative techniques for this strongly correlated problem. In experimentally relevant examples such as ABC stacked trilayer and twisted bilayer graphene aligned with boron nitride, it leads to emergent interaction-driven Fermi liquid states at electronic filling fractions down to around 1/3 and 2/3, respectively. At even lower filling fractions, the electron density still faithfully tracks the single-hole dispersion while exhibiting distinct non-Fermi liquid behavior. Most saliently, we provide microscopic evidence that high temperature fractional Chern insulators can form in twisted bilayer graphene aligned with hexagonal boron nitride.

Mixed Axial-Torsional Anomaly in Weyl Semimetals.

We show that Weyl semimetals exhibit a mixed axial-torsional anomaly in the presence of axial torsion, a concept exclusive of these materials with no known natural fundamental interpretation in terms of the geometry of spacetime. This anomaly implies a nonconservation of the axial current-the difference in the current of left- and right-handed chiral fermions-when the torsion of the spacetime in which the Weyl fermions move couples with opposite sign to different chiralities. The anomaly is activated by driving transverse sound waves through a Weyl semimetal with a spatially varying tilted dispersion, which can be engineered by applying strain. This leads to a sizable alternating current in the presence of a magnetic field that provides a clear-cut experimental signature of our predictions.

Biorthogonal Bulk-Boundary Correspondence in Non-Hermitian Systems.

Non-Hermitian systems exhibit striking exceptions from the paradigmatic bulk-boundary correspondence, including the failure of bulk Bloch band invariants in predicting boundary states and the (dis)appearance of boundary states at parameter values far from those corresponding to gap closings in periodic systems without boundaries. Here, we provide a comprehensive framework to unravel this disparity based on the notion of biorthogonal quantum mechanics: While the properties of the left and right eigenstates corresponding to boundary modes are individually decoupled from the bulk physics in non-Hermitian systems, their combined biorthogonal density penetrates the bulk precisely when phase transitions occur. This leads to generalized bulk-boundary correspondence and a quantized biorthogonal polarization that is formulated directly in systems with open boundaries. We illustrate our general insights by deriving the phase diagram for several microscopic open boundary models, including exactly solvable non-Hermitian extensions of the Su-Schrieffer-Heeger model and Chern insulators.

Exotic Non-Abelian Topological Defects in Lattice Fractional Quantum Hall States.

We investigate extrinsic wormholelike twist defects that effectively increase the genus of space in lattice versions of multicomponent fractional quantum Hall systems. Although the original band structure is distorted by these defects, leading to localized midgap states, we find that a new lowest flat band representing a higher genus system can be engineered by tuning local single-particle potentials. Remarkably, once local many-body interactions in this new band are switched on, we identify various Abelian and non-Abelian fractional quantum Hall states, whose ground-state degeneracy increases with the number of defects, i.e, with the genus of space. This sensitivity of topological degeneracy to defects provides a "proof of concept" demonstration that genons, predicted by topological field theory as exotic non-Abelian defects tied to a varying topology of space, do exist in realistic microscopic models. Specifically, our results indicate that genons could be created in the laboratory by combining the physics of artificial gauge fields in cold atom systems with already existing holographic beam shaping methods for creating twist defects.

Model Fractional Chern Insulators.

We devise local lattice models whose ground states are model fractional Chern insulators-Abelian and non-Abelian topologically ordered states characterized by exact ground state degeneracies at any finite size and infinite entanglement gaps. Most saliently, we construct exact parent Hamiltonians for two distinct families of bosonic lattice generalizations of the Z_{k} parafermion quantum Hall states: (i) color-entangled fractional Chern insulators at band filling fractions ν=k/(C+1) and (ii) nematic states at ν=k/2, where C is the Chern number of the lowest band. In spite of a fluctuating Berry curvature, our construction is partially frustration free: the ground states reside entirely within the lowest band and exactly minimize a local (k+1) body repulsion term by term. In addition to providing the first known models hosting intriguing states such as higher Chern number generalizations of the Fibonacci anyon quantum Hall states, the remarkable stability and finite-size properties make our models particularly well suited for the study of novel phenomena involving, e.g., twist defects and proximity induced superconductivity, as well as being a guide for designing experiments.

Quantum transport of disordered Weyl semimetals at the nodal point.

Weyl semimetals are paradigmatic topological gapless phases in three dimensions. We here address the effect of disorder on charge transport in Weyl semimetals. For a single Weyl node with energy at the degeneracy point and without interactions, theory predicts the existence of a critical disorder strength beyond which the density of states takes on a nonzero value. Predictions for the conductivity are divergent, however. In this work, we present a numerical study of transport properties for a disordered Weyl cone at zero energy. For weak disorder, our results are consistent with a renormalization group flow towards an attractive pseudoballistic fixed point with zero conductivity and a scale-independent conductance; for stronger disorder, diffusive behavior is reached. We identify the Fano factor as a signature that discriminates between these two regimes.

Fractional Chern insulators in topological flat bands with higher Chern number.

Lattice models forming bands with higher Chern number offer an intriguing possibility for new phases of matter with no analogue in continuum Landau levels. Here, we establish the existence of a number of new bulk insulating states at fractional filling in flat bands with a Chern number C = N > 1, forming in a recently proposed pyrochlore model with strong spin-orbit coupling. In particular, we find compelling evidence for a series of stable states at ν = 1/(2N + 1) for fermions as well as bosonic states at ν = 1/(N + 1). By examining the topological ground state degeneracies and the excitation structure as well as the entanglement spectrum, we conclude that these states are Abelian. We also explicitly demonstrate that these states are nevertheless qualitatively different from conventional quantum Hall (multilayer) states due to the novel properties of the underlying band structure.

Exactly solvable fermion chain describing a ν=1/3 fractional quantum Hall state.

We introduce an exactly solvable fermion chain that describes a ν=1/3 fractional quantum Hall (FQH) state beyond the thin-torus limit. The ground state of our model is shown to be unique for each center-of-mass sector, and it has a matrix product representation that enables us to exactly calculate order parameters, correlation functions, and entanglement spectra. The ground state of our model shows striking similarities with the BCS wave functions and quantum spin-1 chains. Using the variational method with matrix product ansatz, we analytically calculate excitation gaps and vanishing of the compressibility expected in the FQH state. We also show that the above results can be related to a ν=1/2 bosonic FQH state.

Disentangling entanglement spectra of fractional quantum Hall states on torus geometries.

We analyze the entanglement spectrum of Laughlin states on the torus and show that it is arranged in towers, each of which is generated by modes of two spatially separated chiral edges. This structure is present for all torus circumferences, which allows for a microscopic identification of the prominent features of the spectrum by perturbing around the thin-torus limit.

Half-filled lowest Landau level on a thin torus.

We solve a model that describes an interacting electron gas in the half-filled lowest Landau level on a thin torus, with radius of the order of the magnetic length. The low-energy sector consists of noninteracting, one-dimensional, neutral fermions. The ground state, which is homogeneous, is the Fermi sea obtained by filling the negative energy states, and the excited states are gapless neutral excitations out of this one-dimensional sea. Although the limit considered is extreme, the solution has a striking resemblance to the composite fermion description of the bulk nu=1/2 state-the ground state is homogeneous and the excitations are neutral and gapless. This suggests a one-dimensional Luttinger liquid description, with possible observable effects in transport experiments, of the bulk state where it develops continuously from the state on a thin torus as the radius increases.