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1.
PLoS One ; 19(6): e0296751, 2024.
Article in English | MEDLINE | ID: mdl-38923961

ABSTRACT

Forests play a key role in the mitigation of global warming and provide many other vital ecosystem goods and services. However, as forest continues to vanish at an alarming rate from the surface of the planet, the world desperately needs knowledge on what contributes to forest preservation and restoration. Migration, a hallmark of globalization, is widely recognized as a main driver of forest recovery and poverty alleviation. Here, we show that remittance from migrants reinforces forest recovery that would otherwise be unlikely with mere migration, realizing the additionality of payments for ecosystem services for China's largest reforestation policy, the Conversion of Cropland to Forest Program (CCFP). Guided by the framework that integrates telecoupling and coupled natural and human systems, we investigate forest-livelihood dynamics under the CCFP through the lens of rural out-migration and remittance using both satellite remote sensing imagery and household survey data in two representative sites of rural China. Results show that payments from the CCFP significantly increases the probability of sending remittance by out-migrants to their origin households. We observe substantial forest regeneration and greening surrounding households receiving remittance but forest decline and browning in proximity to households with migrants but not receiving remittance, as measured by forest coverage and the Enhanced Vegetation Index derived from space-borne remotely sensed data. The primary mechanism is that remittance reduces the reliance of households on natural capital from forests, particularly fuelwood, allowing forests near the households to recover. The shares of the estimated ecological and economic additionality induced by remittance are 2.0% (1.4%∼3.8%) and 9.7% (5.0%∼15.2%), respectively, to the baseline of the reforested areas enrolled in CCFP and the payments received by the participating households. Remittance-facilitated forest regeneration amounts to 12.7% (6.0%∼18.0%) of the total new forest gained during the 2003-2013 in China. Our results demonstrate that remittance constitutes a telecoupling mechanism between rural areas and cities over long distances, influencing the local social-ecological gains that the forest policy intended to stimulate. Thus, supporting remittance-sending migrants in cities can be an effective global warming mitigation strategy.


Subject(s)
Conservation of Natural Resources , Forests , Transients and Migrants , China , Conservation of Natural Resources/methods , Conservation of Natural Resources/economics , Transients and Migrants/statistics & numerical data , Humans , Forestry/economics , Forestry/methods , Ecosystem
2.
J Environ Manage ; 345: 118539, 2023 Nov 01.
Article in English | MEDLINE | ID: mdl-37423192

ABSTRACT

Income inequality is a critical issue of socio-economic development, particularly in rural areas where forest-dependent people are often vulnerable to the intervention of forest policies. This paper aims to elucidate income distribution and inequality of rural households influenced by China's largest reforestation policy implemented in early 2000s. Drawing on socioeconomic and demographic data from household surveys in two rural sites, we applied the Gini coefficient to measure income inequality and used a regression-based approach to examine the underlying factors that are associated with income generation among households. We also performed a mediation analysis to test the role of labor out-migration in shaping household income distribution under the reforestation policy. Results show that remittances sent by rural out-migrants substantially contribute to household income but tend to worsen inequality, particularly for households having retired cropland for reforestation. The inequality in total income depends on capital accumulation for land endowment and labor availability that render diversified livelihoods possible. Such linkage reveals regional disparity, which, along with policy-implementing institutions (e.g., rules for tree species choice for reforestation), can influence income generation from a given source (e.g., agriculture). Rural out-migration of female labor significantly mediates the economic benefits of the policy delivered to the households with an estimated mediating share of 11.7%. These findings add value to the knowledge of poverty-environment interrelationships in a sense that supporting rural livelihoods of the more vulnerable and underrepresented groups is essential for securing and sustaining the stewardship of forests. Policymaking for such forest restoration programs needs to integrate strategies for targeted or precise poverty alleviation to strengthen the conservation effectiveness.


Subject(s)
Emigration and Immigration , Income , Humans , Socioeconomic Factors , Demography , Population Dynamics , Rural Population , Policy , China , Developing Countries
3.
Ecosyst Serv ; 452020 Oct.
Article in English | MEDLINE | ID: mdl-32953433

ABSTRACT

China's Conversion of Cropland to Forest Program (CCFP) is one of the world's largest Payments for Ecosystem Services (PES) programs. Its socioeconomic-ecological effects are of great interest to both scholars and policy-makers. However, little is known about how the socioeconomic-ecological outcomes of CCFP differ across geographic regions. This study integrates household survey data, satellite imagery, and statistical models to examine labor migration and forest dynamics under CCFP. The investigation is carried out at two mountainous sites with distinct biophysical and socioeconomic conditions, one in a subtropical mountainous region (Anhui) and the other in the semi-arid Loess Plateau (Shanxi). We found divergent CCFP outcomes on migration behavior, stimulating both local- and distant-migration in the Anhui site while discouraging distant-migration in the Shanxi site, after controlling for factors at the individual, household, community and regional levels. Forest recovery is positively associated with distant-migration in Anhui but with local-migration in Shanxi. Contextual factors interact with demographic-socioeconomic factors to influence household livelihoods in both areas, leading to various socio-ecological pathways from CCFP participation to enhanced forest sustainability. Regional differences should therefore be taken into account in the design of future large-scale PES programs.

4.
Ecol Econ ; 160: 114-127, 2019 Jun.
Article in English | MEDLINE | ID: mdl-32367906

ABSTRACT

In the late 1990s, China initiated the Conversion of Croplands to Forest Program (CCFP) and the Ecological Welfare Forest Program (EWFP) based on the Payments for Ecosystem Services (PES) principle. Positive socioeconomic outcomes of the programs are essential for the long-term success of eco-environment conservation. However, there is lack of understanding of their longer-term (over 10 years) impacts on rural livelihoods. In this paper, we examine income distribution and inequality of rural households under CCFP and EWFP in rural Anhui, China after 12 years of program implementation. Results show that CCFP-participating households have higher income inequality than non-participants, while the EWFP does not have an significant effect. Local off-farm work and out-migration with remittances are the two principal income sources and both add to inequality. A regression-based decomposition of inequality shows that the CCFP indirectly alters livelihoods by increasing out-migration with remittances, but it also adds to inequality from shifting livelihoods to non-agricultural activities. Meanwhile, EWFP payments positively affect agricultural incomes and contribute 16% to agricultural income inequality. Finally, human capital, natural capital and physical capital all play important roles in generating income and inequality, but the factors affecting inequality from agricultural and non-agricultural activities are different.

5.
Environ Manage ; 62(3): 489-499, 2018 09.
Article in English | MEDLINE | ID: mdl-29740682

ABSTRACT

In the late 1990s, China's Yangtze and Yellow River Basins suffered devastating natural disasters widely attributed to the degradation of soil and water resources. The Government of China responded with a number of major environmental programs, the most expensive and influential of which, the Grain for Green (GfG) Program, was implemented widely from 1999. Under the GfG Program-also known as the Sloping Land Conversion or Conversion of Cropland to Forest Program-the central government compensates farmers to convert cropland on steep slopes or otherwise ecologically sensitive areas to forest or grassland. Its long-term success depends on households' ability to make sustainable changes to their household income streams and income diversification strategies. In this paper, we use a difference-in-difference estimation approach to examine the role of migration as a household-level response to the GfG Program, testing the extent to which individuals migrate following a reduction in land available for farming. Importantly, we exploit 15 years of data on migration decisions and establish that participating and non-participating households were on parallel migration paths before the program, thus refuting a key threat to causality in a difference-in-difference model. We find that participating families do, in fact, choose migration as an income diversification strategy more frequently than non-participants. The program effects varied over time but peaked post-Great Recession in 2011 when migration rates in GfG households exceeded those of non-GfG households by 5.9% points (p = 0.003) or about 26%. Our findings should encourage policymakers that families are making long-term adjustments to their livelihood strategies to avoid poverty in anticipation of the eventual withdrawal of government supports.


Subject(s)
Agriculture/methods , Conservation of Natural Resources , Human Migration , Income , Agriculture/economics , China , Ecosystem , Forests , Humans , Poverty , Rivers , Socioeconomic Factors
6.
Popul Environ ; 40(2): 182-203, 2018 Dec.
Article in English | MEDLINE | ID: mdl-31511755

ABSTRACT

Rural out-migration has been a hallmark of socioeconomic development in China, but rapid economic development including deforestation also resulted in environmental degradation, leading to disastrous floods and droughts. In response, the Chinese government implemented Payments for Ecosystem Services (PES) programs for both environmental conservation and poverty alleviation, notably the Conversion of Cropland to Forest Program (CCFP) and the Ecological Welfare Forest Program (EWFP). In the context of a full model of the determinants of migration incorporating individual, household and community factors, we investigate the manner in which these programs influenced rural out-migration in a mountainous township in Anhui, China. Results show that the CCFP compensation for switching cropland to trees releases farm labor, leading to out-migration. Meanwhile, the EWFP compensation provides poor rural farmers with large areas of forest with sizable cash subsidies that reduces their motivation to migrate. Out-migration was also found to be affected by a number of individual, household and community characteristics.

7.
World Dev ; 78: 125-135, 2016 Feb 01.
Article in English | MEDLINE | ID: mdl-26543302

ABSTRACT

Globally, the extraction of minerals and fossil fuels is increasingly penetrating into isolated regions inhabited by indigenous peoples, potentially undermining their livelihoods and well-being. To provide new insight to this issue, we draw on a unique longitudinal dataset collected in the Ecuadorian Amazon over an 11-year period from 484 indigenous households with varying degrees of exposure to oil extraction. Fixed and random effects regression models of the consequences of oil activities for livelihood outcomes reveal mixed and multidimensional effects. These results challenge common assumptions about these processes and are only partly consistent with hypotheses drawn from the Dutch disease literature.

8.
Biol Conserv ; 182: 270-277, 2015 Feb 01.
Article in English | MEDLINE | ID: mdl-25620805

ABSTRACT

Wild product harvesting by forest-dwelling peoples, including hunting, fishing, forest product collection and timber harvesting, is believed to be a major threat to the biodiversity of tropical forests worldwide. Despite this threat, few studies have attempted to quantify these activities across time or across large spatial scales. We use a unique longitudinal household survey (n = 480) to describe changes in these activities over time in 32 indigenous communities from five ethnicities in the northern Ecuadorian Amazon. To provide insight into the drivers of these changes, we also estimate multilevel statistical models of these activities as a function of household and community characteristics. These analyses reveal that participation in hunting, fishing, and forest product collection is high but declining across time and across ethnicities, with no evidence for a parallel decline in resource quality. However, participation in timber harvesting did not significantly decline and there is evidence of a decline in resource quality. Multilevel statistical models additionally reveal that household and community characteristics such as ethnicity, demographic characteristics, wealth, livelihood diversification, access to forest, participation in conservation programs and exposure to external markets are significant predictors of wild product harvesting. These characteristics have changed over time but cannot account for declining participation in resource harvesting. This finding suggests that participation is declining due to changes in the regional-scale social and economic context, including urbanization and the expansion of government infrastructure and services. The lesson for conservationists is that macro-scale social and economic conditions can drive reductions in wild product harvesting even in the absence of successful conservation interventions.

9.
Land use policy ; 362014 Jan 01.
Article in English | MEDLINE | ID: mdl-24187416

ABSTRACT

In rural Ecuador and elsewhere in Latin America, the departure of migrants and the receipt of migrant remittances have led to declining rural populations and increasing cash incomes. It is commonly assumed that these processes will lead to agricultural abandonment and the regrowth of native vegetation, thus undermining traditional livelihoods and providing a boon for biodiversity conservation. However, an increasing number of household-level studies have found mixed and complex effects of out-migration and remittances on agriculture. We advance this literature by using household survey data and satellite imagery from three study areas in rural Ecuador to investigate the effects of migration and remittances on agricultural land use. Multivariate methods are used to disaggregate the effects of migration and remittances, to account for other influences on land use and to correct for the potential endogeneity of migration and remittances. Contrary to common assumptions but consistent with previous studies, we find that migrant departure has a positive effect on agricultural activities that is offset by migrant remittances. These results suggest that rural out-migration alone is not likely to lead to a forest transition in the study areas.

10.
Popul Environ ; 34(1): 113-141, 2012 Sep 01.
Article in English | MEDLINE | ID: mdl-24701002

ABSTRACT

Growing interest in the environmental aspects of migration is not matched by research on their interrelationships, due partly to the lack of adequate data sets on the two together. Focusing on the microlevel, we describe the data required to effectively investigate these interrelationships. Data sources are discussed, be collected, focusing on household surveys and remote sensing. The main section of the paper describes three alternative approaches to data collection: (a) using existing population and environmental data from different sources, illustrated by Burkina Faso; (b) adding questions to a survey developed for another purpose, illustrated for Guatemala using a DHS survey; and (c) designing a new survey specifically to collect both migration and environmental data to investigate interrelationships, illustrated by Ecuador. Methods used and summary findings are described, followed by a discussion of their advantages and limitations. We conclude with recommendations as to effective use of each approach as research on migration-environment linkages moves forward.

11.
Conserv Biol ; 24(3): 881-5, 2010 Jun.
Article in English | MEDLINE | ID: mdl-20337669

ABSTRACT

To examine differences in land use and environmental impacts between colonist and indigenous populations in the northern Ecuadorian Amazon, we combined data from household surveys and remotely sensed imagery that was collected from 778 colonist households in 64 colonization sectors, and 499 households from five indigenous groups in 36 communities. Overall, measures of deforestation and forest fragmentation were significantly greater for colonists than indigenous peoples. On average, colonist households had approximately double the area in agriculture and cash crops and 5.5 times the area in pasture as indigenous households. Nevertheless, substantial variation in land-use patterns existed among the five indigenous groups in measures such as cattle ownership and use of hired agricultural labor. These findings support the potential conservation value of indigenous lands while cautioning against uniform policies that homogenize indigenous ethnic groups.


Subject(s)
Conservation of Natural Resources , Trees , Ecuador
12.
Soc Sci Med ; 70(3): 401-411, 2010 Feb.
Article in English | MEDLINE | ID: mdl-19906478

ABSTRACT

Rural populations living in the northern Ecuadorian Amazon (NEA) experience the highest health burden of any region in the country. Two independent studies of colonist and indigenous groups living in the NEA are used to compare their morbidity and mortality experiences. Colonist data are from a probability sample of land plots in 1999, while indigenous data are from a representative sample of the five largest ethnicities (Quichua, Shuar, Huaorani, Cofan, Secoya) collected in 2001. Poisson regression was used to compare morbidity. Results indicate clear differences in health between populations. Indigenous groups had 30% higher probability of mortality and 63% higher incidence rate of all-cause morbidity compared to colonists. Vector-borne, chronic, gastrointestinal, and diseases of unknown origin were particularly high among indigenous groups. Factors associated with morbidity varied: morbidity rates were similar for the two youngest age groups (0-4 and 5-9), but indigenous people aged 15-39 and 40+ had almost double the morbidity compared to colonists; larger households, later months of data collection and less pollution were associated with less morbidity in both groups; better infrastructure access (electricity and roads) was generally associated with lower morbidity in both groups; and associations of land use were different by group with more cultivation of perennials and fewer annuals associated with less morbidity for colonists, but more for indigenous groups. These results demonstrate the health disparities that exist among indigenous and non-indigenous populations even when living in the same geographic region. Land use itself exemplifies the cultural and contextual differences that are evident in health, since land use decisions are related to broader demographic and economic factors that influence overall ecological and human health. Ongoing population-environment and/or environment-health research needs to recognize the broader factors involved when studying relationships between population health, development and deforestation.


Subject(s)
Health Status Disparities , Morbidity , Mortality , Population Groups/statistics & numerical data , Rural Health/statistics & numerical data , Adolescent , Adult , Child , Child, Preschool , Conservation of Natural Resources , Ecuador/epidemiology , Environment Design , Ethnicity/statistics & numerical data , Family Characteristics , Humans , Infant , Poisson Distribution , Regression Analysis , Young Adult
13.
Popul Res Policy Rev ; 28(3): 291-320, 2009 Jan 01.
Article in English | MEDLINE | ID: mdl-19657471

ABSTRACT

Since the 1970s, migration to the Amazon has led to a growing human presence and resulting dramatic changes in the physical landscape of the Northern Ecuadorian Amazon frontier, including considerable deforestation. Over time, a second demographic phenomenon has emerged with the children of the original migrants leaving settler farms to set out on their own. The vast majority have remained in the Amazon region, some contributing to further changes in land use via rural-rural migration to establish new farms and others to incipient urbanization. This paper uses longitudinal, multi-scale data on settler colonists between 1990 and 1999 to analyze rural-rural and rural-urban migration among second-generation colonists within the region. Following a description of migrants and settlers in terms of their individual, household and community characteristics, a multinomial discrete-time hazard model is used to estimate the determinants of out-migration of the second generation settlers to both urban and rural areas. We find significant differences in the determinants of migration to the two types of destinations in personal characteristics, human capital endowments, stage of farm and household lifecycles, migration networks, and access to community resources and infrastructure. The paper concludes with a discussion of policy implications of migrants' choice of rural versus urban destinations.

14.
Doc Anal Geogr ; 52: 49-67, 2008.
Article in Spanish | MEDLINE | ID: mdl-34305228

ABSTRACT

The paper examines depopulation factors associated with deforestation in the Natural park of the Sierra de Lacandón (PNSL), using multilevel regresión analysis.More than 10 percent of the park area has been deforested since the mid 1980s because of rural population growth and agricultural practices. By means of a two-level regression analysis the study use dem ographic and other household data to explain variations in deforested land in 241 agricultural estates in 8 communities of the PNSL. The methodology, not applied before in the tropics, takes into account spatial variations between communities and households. Multilvel regression allows for better results on the impacts of socioeconomic factors on deforestation, both at the community and at the household levels with important implications for development policies.


Cette étude a examiné les facteurs démographiques associés au phénomène de déforestation du Parc National Sierra de Lacandón (PNSL, Guatemala) en utilisant une analyse de régression multiniveau.Depuis le milieu des années 1980, plus de 10 % du PNSL a été déboisé par la croissance démographique de la population rurale, son besoin en surface et l'utilisation variée de la terre. En utilisant une analyse de régression multiple de deux niveaux, cette étude examine des données démographiques et plusieurs caractéristiques liées aux exploitations, dans le but d'expliquer les variations dans le parc défriché entre 241 propriétés agricoles dans huit communautés du PNSL. Cette méthodologie, nouvelle dans l'étude de l'usage du sol dans les tropiques, prend en compte la variation spatiale entre des communautés ainsi que des exploitations. En utilisant ces modèles de multiniveaux, on peut arriver à de meilleurs résultats concernant les impacts des facteurs au niveau des communautés et des exploitations concernant la déforestation, avec des résultats plus adapatées pour les politiques de développement.

15.
Environ Manage ; 37(6): 802-15, 2006 Jun.
Article in English | MEDLINE | ID: mdl-16555027

ABSTRACT

Investigations of land use/land cover (LULC) change and forest management are limited by a lack of understanding of how socioeconomic factors affect land use. This lack also constrains the predictions of future deforestation, which is especially important in the Amazon basin, where large tracts of natural forest are being converted to managed uses. Research presented in this article was conducted to address this lack of understanding. Its objectives are (a) to quantify deforestation in the Northern Ecuadorian Amazon (NEA) during the periods 1986-1996 and 1996-2002; and (b) to determine the significance and magnitude of the effects of socioeconomic factors on deforestation rates at both the parroquia (parish) and finca (farm) levels. Annual deforestation rates were quantified via satellite image processing and geographic information systems. Linear spatial lag regression analyses were then used to explore relationships between socioeconomic factors and deforestation. Socioeconomic factors were obtained, at the finca level, from a detailed household survey carried out in 1990 and 1999, and at the parroquia level from data in the 1990 and 2001 Ecuadorian censuses of population. We found that the average annual deforestation rate was 2.5% and 1.8%/year for 1986-1996 and 1996-2002, respectively. At the parroquia level, variables representing demographic factors (i.e., population density) and accessibility factors (i.e., road density), among others, were found to be significantly related to deforestation. At the farm level, the factors related to deforestation were household size, distance by road to main cities, education, and hired labor. The findings of this research demonstrate both the severity of deforestation in the Northern Ecuadorian Amazon and the array of factors affecting deforestation in the tropics.


Subject(s)
Agriculture/methods , Conservation of Natural Resources , Environmental Monitoring/methods , Trees , Data Collection , Developing Countries , Ecuador , Geographic Information Systems , Humans , Population Density , Population Dynamics , Regression Analysis , Socioeconomic Factors
16.
Popul Environ ; 28(1): 17-39, 2006 Sep 01.
Article in English | MEDLINE | ID: mdl-19657468

ABSTRACT

This paper examines farm and household characteristics associated with a rapid fertility decline in a forest frontier of the Ecuadorian Amazon. The Amazon basin and other rainforests in the tropics are among the last frontiers in the ongoing global fertility transition. The pace of this transition along agricultural frontiers will likely have major implications for future forest transitions, rural development, and ultimately urbanization in frontier areas. The study here is based upon data from a probability sample of 172 women who lived on the same farm in 1990 and 1999. These data are from perhaps the first region-wide longitudinal survey of fertility in an agricultural frontier. Descriptive analyses indicate that fertility has plummeted in the region, which is surprising since it had remained high and unchanging among migrant colonists up to 1990. Thus only half of the women in our sample reported having a birth during the 1990-1999 time period, and most women report in 1999 that they do not want to have any more children. Analyses, controlling for women's age, corroborate hypotheses about land-fertility relations. For example, women from households with a legal land title had fewer than half as many children as those from households without a title. Large cattle (pasture) holdings and hiring laborers to work on the farm (which may replace household labor) are both related to socio-economic status that is traditionally associated with lower fertility. Similarly, distance to the nearest community center is positively related to fertility. Factors negatively related to fertility include increasing temporary out-migration of adult men or women from the household, asset accumulation, and access to electricity.

17.
Acta amaz ; 34(4): 635-647, out.-dez. 2004. mapas, tab, ilus
Article in English | LILACS | ID: lil-512632

ABSTRACT

This paper draws upon a detailed longitudinal survey of households living on agricultural plots in the northern three provinces of the Ecuadorian Amazon, the principal region of colonization by migrants in Ecuador since the 1970s. Following the discovery of petroleum in 1967 near what has subsequently come to be the provincial capital and largest Amazonian city of Lago Agrio, oil companies built roads to lay pipelines to extract and pump oil across the Andes for export. As a result, for the past 30 years over half of both Ecuador's export earnings and government revenues have come from petroleum extracted from this region. But the roads also facilitated massive spontaneous in-migration of families from origin areas in the Ecuadorian Sierra, characterized by minifundia and rural poverty. This paper is about those migrants and their effects on the Amazonian landscape. We discuss the data collection methodology and summarize key results on settler characteristics and changes in population, land use, land ownership, technology, labor allocation, and living conditions, as well as the relationships between changes in population and changes in land use over time. The population in the study region has been growing rapidly due to both natural population growth (high fertility) and in-migration. This has led to a dramatic process of subdivision and fragmentation of plots in the 1990's, which contrasts with the consolidation of plots that has occurred in most of the mature frontier areas of the Brazilian Amazon. This fragmentation has led to important changes in land tenure and land use, deforestation, cattle raising, labor allocation, and settler welfare.


Este artigo baseia-se em uma pesquisa longitudinal sobre assentamentos agrícolas em três províncias no norte da Amazônia equatoriana, a principal região de colonização agrícola no país desde 1970. A partir da descoberta de reservas de petróleo em áreas próximas a Lago Agrio, capital provincial e maior cidade da Amazônia Equatoriana, empresas petrolíferas iniciaram a abertura de estradas e construção de oleodutos visando a extração, transporte através dos Andes e exportação de petróleo. A exploração petrolífera na Amazônia Equatoriana tem respondido, nos últimos trinta anos, por cerca da metade dos rendimentos com exportação e na arrecadação governamental. As estradas abertas na Amazônia facilitaram a imigração maciça e espontânea de famílias dos Andes equatorianos, uma região tradicionalmente caracterizada pela presença de minifúndios e pobreza rural. Este artigo discute a metodologia de coleta de dados e sumariza os principais resultados de pesquisas sobre esses imigrantes na Amazônia Equatoriana, especificamente em termos de mudanças nas características populacionais, uso e propriedade da terra, tecnologia, trabalho e padrão de vida, assim como relações entre características populacionais e uso da terra ao longo dos anos 90. O elevado crescimento populacional devido ao crescimento natural (alta fecundidade) e contínua imigração tem engendrado a subdivisão e fragmentação de lotes rurais desde 1990, em contraste ao processo de concentração de terra em diversas partes da Amazônia brasileira.


Subject(s)
Population , Amazonian Ecosystem , Animal Migration , Agriculture
18.
Article in English | PAHO | ID: pah-30321

ABSTRACT

This paper presents details from the field test of two rapid surveys in Ecuador in 1995. It focuses on how the surveys were designed and implemented, including descriptions of the sampling procedures, the preparation and use of preprogrammed palmtop computers for data entry, the selection criteria for the interviewing team, and how the training was designed. Lessons are drawn that will assist health professionals plan and carry out better rapid data collection in the future. The objective of the study was to evaluate the reliability and validity of data gathered during the rapid surveys as compared with a recent "gold standard" national survey. A two-way factorial design was used to control for differences in sampling (probability versus quasi-probability) and methods of data collection (paper versus palmtop computer). Few differences were detected between the surveys done on palmtops as compared to paper ones, but urban and rural differentials in contraceptive use were less pronounced in the rapid surveys than in the earlier, national survey. This suggests that caution should be exercised in interpreting the disaggregated data in these rapid surveys. In-depth interviews revealed two features of the rapid surveys that were especially popular: the palmtops for their speed of data entry, and the short questionnaire for its "low impact" on a respondent's time. The common belief that computers would disturb respondents was not found to be the case. Even with no computer experience, the interviewers rapidly mastered the new technology


Subject(s)
Data Collection , Numerical Analysis, Computer-Assisted , Program Evaluation , Ecuador
19.
Rev. panam. salud pública ; 6(3): 192-201, sept. 1999. ilus, tab
Article in English | LILACS | ID: lil-257429

ABSTRACT

This paper presents details from the field test of two rapid surveys in Ecuador in 1995. It focuses on how the surveys were designed and implemented, including descriptions of the sampling procedures, the preparation and use of preprogrammed palmtop computers for data entry, the selection criteria for the interviewing team, and how the training was designed. Lessons are drawn that will assist health professionals plan and carry out better rapid data collection in the future. The objective of the study was to evaluate the reliability and validity of data gathered during the rapid surveys as compared with a recent "gold standard" national survey. A two-way factorial design was used to control for differences in sampling (probability versus quasi-probability) and methods of data collection (paper versus palmtop computer). Few differences were detected between the surveys done on palmtops as compared to paper ones, but urban and rural differentials in contraceptive use were less pronounced in the rapid surveys than in the earlier, national survey. This suggests that caution should be exercised in interpreting the disaggregated data in these rapid surveys. In-depth interviews revealed two features of the rapid surveys that were especially popular: the palmtops for their speed of data entry, and the short questionnaire for its "low impact" on a respondent's time. The common belief that computers would disturb respondents was not found to be the case. Even with no computer experience, the interviewers rapidly mastered the new technology


Este trabajo detalla algunos aspectos de la prueba en el terreno de dos encuestas rápidas efectuadas en el Ecuador en 1995. Examina el diseño y la aplicación de las encuestas; la preparación y el uso de computadoras de bolsillo preprogramadas para la inclusión de los datos; los criterios de selección del equipo de entrevistadores, y el diseño del adiestramiento. Se extraen lecciones que ayudarán a los profesionales de la salud a mejorar en su futuro desempeño la forma de planificar y llevar a cabo sus actividades de recolección rápida de datos. El objetivo del estudio fue evaluar la fiabilidad y validez de los datos recolectados durante las encuestas rápidas, en comparación con las de una encuesta nacional reciente que sirvió de "patrón de oro". Se aplicó un diseño factorial de doble vía para controlar el efecto de las diferencias de muestreo (probabilidad frente a quasi-probabilidad) y de los métodos de recolección de datos (en papel o en computadora de bolsillo). Se detectaron pocas diferencias entre las encuestas efectuadas con computadoras de bolsillo en comparación con las efectuadas en papel, pero hubo menos diferencias entre datos de procedencia urbana y rural respecto al uso de anticonceptivos en las encuestas rápidas que en la encuesta anterior, de alcance nacional. Esto indica que debe observarse precaución a la hora de interpretar los datos desglosados recogidos mediante estas encuestas rápidas. Las entrevistas a fondo revelaron dos rasgos de las encuestas rápidas que gozaron de gran popularidad: las computadoras de bolsillo por la rapidez con la que se incorporan los datos, y el cuestionario corto por su "poco impacto" en el tiempo del encuestado. La creencia general de que los encuestados se sentirían incómodos con las computadoras no se observó en la realidad. Aun sin tener experiencia en el uso de computadoras, los entrevistadores aprendieron a manejar la nueva tecnología sin dificultad.


Subject(s)
Numerical Analysis, Computer-Assisted , Program Evaluation , Data Collection , Ecuador
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