Structure and composition of the plate-boundary slip zone for the 2011 Tohoku-Oki earthquake.

The mechanics of great subduction earthquakes are influenced by the frictional properties, structure, and composition of the plate-boundary fault. We present observations of the structure and composition of the shallow source fault of the 2011 Tohoku-Oki earthquake and tsunami from boreholes drilled by the Integrated Ocean Drilling Program Expedition 343 and 343T. Logging-while-drilling and core-sample observations show a single major plate-boundary fault accommodated the large slip of the Tohoku-Oki earthquake rupture, as well as nearly all the cumulative interplate motion at the drill site. The localization of deformation onto a limited thickness (less than 5 meters) of pelagic clay is the defining characteristic of the shallow earthquake fault, suggesting that the pelagic clay may be a regionally important control on tsunamigenic earthquakes.

Low coseismic shear stress on the Tohoku-Oki megathrust determined from laboratory experiments.

Large coseismic slip was thought to be unlikely to occur on the shallow portions of plate-boundary thrusts, but the 11 March 2011 Tohoku-Oki earthquake [moment magnitude (Mw) = 9.0] produced huge displacements of ~50 meters near the Japan Trench with a resultant devastating tsunami. To investigate the mechanisms of the very large fault movements, we conducted high-velocity (1.3 meters per second) friction experiments on samples retrieved from the plate-boundary thrust associated with the earthquake. The results show a small stress drop with very low peak and steady-state shear stress. The very low shear stress can be attributed to the abundance of weak clay (smectite) and thermal pressurization effects, which can facilitate fault slip. This behavior provides an explanation for the huge shallow slip that occurred during the earthquake.

Stress state in the largest displacement area of the 2011 Tohoku-Oki earthquake.

The 2011 moment magnitude 9.0 Tohoku-Oki earthquake produced a maximum coseismic slip of more than 50 meters near the Japan trench, which could result in a completely reduced stress state in the region. We tested this hypothesis by determining the in situ stress state of the frontal prism from boreholes drilled by the Integrated Ocean Drilling Program approximately 1 year after the earthquake and by inferring the pre-earthquake stress state. On the basis of the horizontal stress orientations and magnitudes estimated from borehole breakouts and the increase in coseismic displacement during propagation of the rupture to the trench axis, in situ horizontal stress decreased during the earthquake. The stress change suggests an active slip of the frontal plate interface, which is consistent with coseismic fault weakening and a nearly total stress drop.

Fracture surface energy of the Punchbowl fault, San Andreas system.

Fracture energy is a form of latent heat required to create an earthquake rupture surface and is related to parameters governing rupture propagation and processes of slip weakening. Fracture energy has been estimated from seismological and experimental rock deformation data, yet its magnitude, mechanisms of rupture surface formation and processes leading to slip weakening are not well defined. Here we quantify structural observations of the Punchbowl fault, a large-displacement exhumed fault in the San Andreas fault system, and show that the energy required to create the fracture surface area in the fault is about 300 times greater than seismological estimates would predict for a single large earthquake. If fracture energy is attributed entirely to the production of fracture surfaces, then all of the fracture surface area in the Punchbowl fault could have been produced by earthquake displacements totalling <1 km. But this would only account for a small fraction of the total energy budget, and therefore additional processes probably contributed to slip weakening during earthquake rupture.

Hybrid fracture and the transition from extension fracture to shear fracture.

Fracture is a fundamental mechanism of material failure. Two basic types of brittle fractures are commonly observed in rock deformation experiments--extension (opening mode) fractures and shear fractures. For nearly half a century it has been hypothesized that extension and shear fractures represent end-members of a continuous spectrum of brittle fracture types. However, observations of transitional fractures that display both opening and shear modes (hybrids) in naturally deformed rock have often remained ambiguous, and a clear demonstration of hybrid fracture formation has not been provided by experiments. Here we present the results of triaxial extension experiments on Carrara marble that show a continuous transition from extension fracture to shear fracture with an increase in compressive stress. Hybrid fractures form under mixed tensile and compressive stress states at acute angles to the maximum principal compressive stress. Fracture angles are greater than those observed for extension fractures and less than those observed for shear fractures. Fracture surfaces also display a progressive change from an extension to shear fracture morphology.