Integrating inverse design and partially etched platform: an ultra-compact polarization splitter and rotator as an example.

Silicon photonics devices benefit greatly from a partially etched platform and inverse design. Herein, we propose a bi-layer polarization splitter and rotator with a topology pattern and demonstrate it on a silicon-on-insulator platform. Our device exhibits a significantly reduced physical footprint of only 2µm×6µm, compared to traditional directional couplers and tapered waveguides. The device accomplishes the functions of polarization conversion and separation in such a compact design without redundant tapered or bending waveguides. The tested minimum insertion loss with the fabrication batch reaches 0.57 and 0.67 dB for TE and TM modes, respectively. The TE mode demonstrates a wider bandwidth and lower ILs than the TM modes, averaging around 1 dB from 1530 to 1565 nm. The M modes exhibit approximately 2 dB ILs at the same wavelength range, decreasing to about 1 dB between 1565 and 1580 nm. Improved designs and fabrication conditions strongly suggest the potential for further performance enhancement in the device. This successful initiative validates the exceptional performance resulting from the integration of the partially etched platform and inverse design, providing valuable insights for future photonic integrated device designs.

Compact dual-mode waveguide crossing based on adjoint shape optimization.

We design, fabricate, and characterize a compact dual-mode waveguide crossing on a silicon-on-insulator platform. The dual-mode waveguide crossing with high performance is designed by utilizing the adjoint shape optimization. This adjoint-method-based optimization algorithm is computationally efficient and yields the optimal solution in fewer iterations compared with other iterative schemes. Our proposed dual-mode waveguide crossing exhibits low insertion loss and low crosstalk. Experimental results show that the insertion losses at the wavelength of 1550 nm are 0.83 dB and 0.50 dB for TE0 and TE1 modes, respectively. The crosstalk is less than -20 dB for the two modes over a wavelength range of 80 nm. The footprint of the whole structure is only 5 × 5 µm2.

Compact hybrid five-mode multiplexer based on asymmetric directional couplers with constant bus waveguide width.

We experimentally demonstrate a hybrid mode division multiplexer (MDM) based on asymmetric directional couplers (ADCs) without transition tapers in between. The proposed MDM can couple five fundamental modes from access waveguides into the bus waveguide as the hybrid modes (TE0, TE1, TE2, TM0, and TM1). To eliminate the transition tapers between cascaded ADCs as well as to enable arbitrary add-drop to the bus waveguide, we maintain the bus waveguide width to be the same, while a partially etched subwavelength grating is introduced to reduce the effective refractive index of the bus waveguide. The experimental results demonstrate a working bandwidth of up to 140 nm.

Correction: Cheng et al. Grating Couplers on Silicon Photonics: Design Principles, Emerging Trends and Practical Issues. Micromachines 2020, 11, 666.

In the original publication [...].

Ultra-compact dual-mode mode-size converter for silicon photonic few-mode fiber interfaces.

Fiber couplers usually take a lot of space on photonic integrated circuits due to the large mode-size mismatch between the waveguide and fiber, especially when a fiber with larger core is utilized, such as a few-mode fiber. We demonstrate experimentally that such challenge can be overcome by an ultra-compact mode-size converter with a footprint of only 10 µm. Our device expands TE0 and TE1 waveguide modes simultaneously from a 1-µm wide strip waveguide to an 18-µm wide slab on a 220-nm thick silicon-on-insulator, with calculated losses of 0.75 dB and 0.68 dB, respectively. The fabricated device has a measured insertion loss of 1.02 dB for TE0 mode and 1.59 dB for TE1 mode. By connecting the ultra-compact converter with diffraction grating couplers, higher-order modes in a few-mode fiber can be generated with a compact footprint on-chip.

Ultra-broadband and ultra-compact polarization beam splitter based on a tapered subwavelength-grating waveguide and slot waveguide.

In this work, we propose an ultra-broadband and ultra-compact polarization beam splitter (PBS) on a standard silicon-on-isolator platform. Assisted by a tapered subwavelength-grating waveguide and a slot waveguide, the working bandwidth of the directional-coupler-based PBS covers the entire O-, E-, S-, C-, L- and U-bands and the coupling length is only 4.6 µm. The insertion losses (ILs) of the device are simulated to be less than 0.8 dB and the extinction ratios (ERs) are larger than 10.9 dB at the wavelength range of 1260-1680 nm for both TE and TM polarizations. The experimental results show the average ILs are less than 1 dB for both polarizations at our measured wavelength ranges, which are consistent with the simulation results. It has the largest 1-dB bandwidth among all the reported broadband PBSs to the best of our knowledge.

High-efficiency dual-band-multiplexing three-port grating coupler on 220-nm silicon-on-insulator with 248-nm deep-UV lithography.

We experimentally demonstrate a novel, to the best of our knowledge, three-port grating coupler (TPGC) for dual-wavelength-band operation. The TPGC can couple light to/from two ports for S/C-band with polarization diversity and a third port for O-band. Such a coupling scheme could be applied in an integrated wavelength-division-multiplexing passive optical network (PON) unit, benefiting a polarization-diverse receiver for downstream S/C-band and transmitter for upstream O-band. The device is fabricated on a multi-project wafer, with peak coupling efficiency measured to be -3.8dB and -5.4dB for O-band and S/C-band, respectively. We also present a proof-of-concept demonstration for 10-Gb/s PON transmission based on the TPGC.

Full-duplex high-speed indoor optical wireless communication system based on a micro-LED and VCSEL array.

We built a full-duplex high-speed optical wireless communication (OWC) system based on high-bandwidth micro-size devices, for which micro-LED and VCSEL arrays are implemented to establish downlink and uplink, respectively. The high-capacity downlink based on a single-pixel quantum dot (QD) micro-LED can reach a data rate of 2.74 Gbps with adaptive orthogonal frequency division multiplexing (OFDM). VCSEL-based line-of-sight (LOS) and non-line-of-sight (NLOS) uplinks are designed with lens-free receiving functions for a 2.2-m communication distance. Experimental results have been demonstrated and confirmed that both downlink and uplinks are capable of providing sufficient bandwidth for a multi-gigabit OWC. Besides, the lens-free uplink receiver can alleviate requirements for aligning and improve the mobility of the transmitter. The VCSELs implemented for both systems work with low driving currents of 140-mA and 190-mA under consideration of the human eye safety. For non-return-to-zero on-off keying (NRZ-OOK), both uplinks can achieve 2.125 Gbps with bit-error-rate (BER) lower than the forward error correction (FEC) threshold of 3.8×10-3 for Ethernet access.

A compact and polarization-insensitive silicon waveguide crossing based on subwavelength grating MMI couplers.

In this work, we proposed and experimentally demonstrated a compact and low polarization-dependent silicon waveguide crossing based on subwavelength grating multimode interference couplers. The subwavelength grating structure decreases the effective refractive index difference and shrinks the device footprint. Our designed device is fabricated on the 220-nm SOI platform and performs well. The measured crossing is characterized with low insertion loss (< 1 dB), low polarization-dependence loss (< 0.6 dB), and low crosstalk (< -35 dB) for both TE and TM polarizations with a compact footprint of 12.5 µm × 12.5 µm.

Propagation analysis and experiment of near-infrared VCSEL-based diffuse optical wireless communication.

Diffuse communication plays a more significant role than the usual point-to-point scenario in indoor optical wireless communication (OWC). We present, for the first time to our knowledge, a Monte Carlo simulation and experiment for a 922.39-nm vertical cavity surface-emitting laser array-based non-line-of-sight OWC system with three common reflective materials. The power distribution at the receiver of different reflectors is consistent with the numerical results, proving the validity by separating each reflection into specular and diffuse components. For gigabit Ethernet, all proposed diffuse systems can achieve around 1-GHz bandwidths, and more than 1.25-Gbps data rates over 1-m transmission distance with wide communication coverage. In addition, plastic film and iron plate diffused systems can achieve 2.125-Gbps data rates.

Grating Couplers on Silicon Photonics: Design Principles, Emerging Trends and Practical Issues.

Silicon photonics is an enabling technology that provides integrated photonic devices and systems with low-cost mass manufacturing capability. It has attracted increasing attention in both academia and industry in recent years, not only for its applications in communications, but also in sensing. One important issue of silicon photonics that comes with its high integration density is an interface between its high-performance integrated waveguide devices and optical fibers or free-space optics. Surface grating coupler is a preferred candidate that provides flexibility for circuit design and reduces effort for both fabrication and alignment. In the past decades, considerable research efforts have been made on in-plane grating couplers to address their insufficiency in coupling efficiency, wavelength sensitivity and polarization sensitivity compared with out-of-plane edge-coupling. Apart from improved performances, new functionalities are also on the horizon for grating couplers. In this paper, we review the current research progresses made on grating couplers, starting from their fundamental theories and concepts. Then, we conclude various methods to improve their performance, including coupling efficiency, polarization and wavelength sensitivity. Finally, we discuss some emerging research topics on grating couplers, as well as practical issues such as testing, packaging and promising applications.

State-of-the-Art and Perspectives on Silicon Waveguide Crossings: A Review.

In the past few decades, silicon photonics has witnessed a ramp-up of investment in both research and industry. As a basic building block, silicon waveguide crossing is inevitable for dense silicon photonic integrated circuits and efficient crossing designs will greatly improve the performance of photonic devices with multiple crossings. In this paper, we focus on the state-of-the-art and perspectives on silicon waveguide crossings. It reviews several classical structures in silicon waveguide crossing design, such as shaped taper, multimode interference, subwavelength grating, holey subwavelength grating and vertical directional coupler by forward or inverse design method. In addition, we introduce some emerging research directions in crossing design including polarization-division-multiplexing and mode-division-multiplexing technologies.