Time course of effective connectivity associated with perspective taking in utterance comprehension.

This study discusses the effective connectivity in the brain and its time course in realizing perspective taking in verbal communication through electroencephalogram (EEG) associated with the understanding of Japanese utterances. We manipulated perspective taking in a sentence with the Japanese subsidiary verbs -ageru and -kureru, which mean "to give". We measured the EEG during the auditory presentation of the sentences with a multichannel electroencephalograph, and the partial directed coherence and its temporal variations were analyzed using the source localization method to examine causal interactions between nineteen regions of interest in the brain. Three different processing stages were recognized on the basis of the connectivity hubs, direction of information flow, increase or decrease in flow, and temporal variation. We suggest that perspective taking in speech comprehension is realized by interactions between the mentalizing network, mirror neuron network, and executive control network. Furthermore, we found that individual differences in the sociality of typically developing adult speakers were systematically related to effective connectivity. In particular, attention switching was deeply concerned with perspective taking in real time, and the precuneus played a crucial role in implementing individual differences.

Different Neural Responses for Unfinished Sentence as a Conventional Indirect Refusal Between Native and Non-native Speakers: An Event-Related Potential Study.

Refusal is considered a face-threatening act (FTA), since it contradicts the inviter's expectations. In the case of Japanese, native speakers (NS) are known to prefer to leave sentences unfinished for a conventional indirect refusal. Successful comprehension of this indirect refusal depends on whether the addressee is fully conventionalized to the preference for syntactic unfinishedness so that they can identify the true intention of the refusal. Then, non-native speakers (NNS) who are not fully accustomed to the convention may be confused by the indirect style. In the present study, we used event-related potentials (ERPs) of electroencephalography in an attempt to differentiate the neural substrates for perceiving unfinished sentences in a conventionalized indirect refusal as an FTA between NS and NNS, in terms of the unfinishedness and indirectness of the critical sentence. In addition, we examined the effects of individual differences in mentalization, or the theory of mind, which refers to the ability to infer the mental states of others. We found several different ERP effects for these refusals between NS and NNS. NNS induced stronger P600 effects for the unfinishedness of the refusal sentences, suggesting their perceived syntactic anomaly. This was not evoked in NS. NNS also revealed the effects of N400 and P300 for the indirectness of refusal sentences, which can be interpreted as their increased processing load for pragmatic processing in the inexperienced contextual flow. We further found that the NNS's individual mentalizing ability correlates with the effect of N400 mentioned above, indicating that lower mentalizers evoke higher N400 for indirect refusal. NS, on the contrary, did not yield these effects reflecting the increased pragmatic processing load. Instead, they evoked earlier ERPs of early posterior negativity (EPN) and P200, both of which are known as indices of emotional processing, for finished sentences of refusal than for unfinished ones. We interpreted these effects as a NS's dispreference for finished sentences to realize an FTA, given that unfinished sentences are considered more polite and more conventionalized in Japanese social encounters. Overall, these findings provide evidence that a syntactic anomaly inherent in a cultural convention as well as individual mentalizing ability plays an important role in understanding an indirect speech act of face-threatening refusal.

An EEG Analysis of Honorification in Japanese: Human Hierarchical Relationships Coded in Language.

This study examines the neural substrate of the understanding of human relationships in verbal communication with Japanese honorific sentences as experimental materials. We manipulated two types of Japanese verbs specifically used to represent respect for others, i.e., exalted and humble verbs, which represent respect for the person in the subject and the person in the object, respectively. We visually presented appropriate and anomalous sentences containing the two types of verbs and analyzed the electroencephalogram elicited by the verbs. We observed significant parietal negativity at a latency of approximately 400 ms for anomalous verbs compared with appropriate verbs. This parietal negativity could be a manifestation of the pragmatic process used to integrate the linguistic forms with the human relationships represented in the sentences. The topographies of these event-related potentials (ERPs) corresponded well with those of ERPs for two second-person pronouns in Chinese (plain ni and respectful nin). This correspondence suggests that the pragmatic integration process in honorific expressions is cross-linguistically common in part. Furthermore, we assessed the source localization by means of independent component (IC) analysis and dipole fitting and observed a significant difference in ERP between the honorific and control sentences in the IC cluster centered in the precentral gyrus and in the cluster centered in the medial part of the occipital lobe, which corresponded well with the functional magnetic resonance imaging findings for Japanese honorification. We also found several significant differences in the time-frequency analyses for the medial occipital cluster. These significant differences in the medial occipital cluster suggested that the circuit of the theory of mind was involved in the processing of Japanese honorification. Our results suggest that pragmatic and syntactic processing are performed in parallel because the person to be respected must fulfill the grammatical function appropriate for the honorific verb.

Functional Linking Between Negative and Positive ERPs for Syntactic Processing in Japanese: Mutual Enhancement, Syntactic Prediction, and Working Memory Constraints.

This study attempts to detect the differences in event-related potentials (ERPs) associated with two syntactic processes: the syntactic integration of discontinuous dependency and the detection of a violation of the syntactic island constraint. We recorded the electroencephalogram elicited by complex sentences in Japanese that included a dependency between a quantifier and its head noun, in which we changed the word order of the two words to manipulate the presence and absence of a syntactic integration and a syntactic island violation while keeping the lexical items and construction unchanged. We found significant negative and positive deflections for the syntactic integration only when a quantifier preceded its head noun. We also observed significant negative and positive deflections for the syntactic island violation, for which the negativity was more salient when a quantifier preceded its head noun. This study is the first to report a late positive ERP for a violation of the syntactic island constraints in Japanese, and the results showed that the ERP elicited by syntactic integration and that by syntactic island violation were different in terms of their latency, topography, and duration. More importantly, the ERPs elicited by the two syntactic processes were biphasic, and the amplitudes of the negative ERP and of the positive ERP were positively correlated. This positive correlation could be a characteristic of syntactic processing because it contrasted with the negative correlation reported for the ERP elicited by semantic anomalies in English. Furthermore, the amplitude of the ERP for syntactic integration was negatively correlated with the individual capacity of working memory (WM). That is, a reader with greater WM capacity showed smaller negativity and positivity for the syntactic integration, whereas the amplitude for the syntactic island violation showed no significant correlation with the individual capacity of WM. Our results suggested that linguistic ERPs functionally interacted with each other and that the ERP involving the retention and the retrieval of a distant word could be constrained by the individual differences in WM capacity. We discuss the possible reasons for the contrast between English and Japanese on the basis of the cross-linguistic differences in the two languages.

Perspective-Taking in Sentence Comprehension: Time and Empathy.

This study examines the neural substrate of perspective-taking by analyzing the electroencephalographic (EEG) activity elicited by the auditory comprehension of sentences for which the comprehender had to adopt the perspective of the person described in them. Recent studies suggest that the ability of perspective-taking can be an integrative function of temporal and spatial information processing. We thus examined the independence and possible interaction of human perspective shifts and temporal perspective-taking by utilizing Japanese subsidiary verbs for giving, namely -ageru and -kureru. We manipulated human perspective shifts and temporal perspective-taking independently in experimental sentences by syntactically changing the subject and the object between the speaker and a third person, while we manipulated the tense to be past or non-past tense via sentence-final particles ru/ta (non-past/past). The EEG analyses via electrodes indicated the suppression of the ß band for human perspective shifts in sentences in non-past tense and the absence of such suppression in sentences in past tense. The analyses for the clusters of independent components indicated ß suppression for past tense against non-past tense in sentences without a human perspective shift. This response pattern suggests a close relationship between human perspective shifting and temporal perspective-taking. The ß suppression for the human perspective shift in our experiment can be understood as a replication of the previous EEG findings observed for perspective-taking in the presentation of visual images. The preceding findings and our result suggest that the ability or the function of perspective-taking is not specific to the modality. Furthermore, the generator of the ß suppression for past tense against non-past tense without human perspective shifting was localized in the precuneus, which is consistent with recent findings indicating that the precuneus is deeply involved in time perception.

Disambiguation of homonyms in real-time Japanese sentence processing: case-markings and thematic constraint.

This paper experimentally examines the effects of the case-markings and the constraint on the assignments and the receptions of thematic roles in Japanese sentence processing. A self-paced reading experiment was carried out with syntactically well-controlled Japanese sentences including homonyms locally ambiguous between nouns and verbs. The results showed that the homonyms were preferably disambiguated as verbs. We interpret this disambiguation as the result of the application of the thematic constraint to the input items on the basis of the correspondence between the case-markings and the grammatical functions in Japanese. We further examined the effect of pragmatic plausibility on the interpretation of the homonyms by questionnaire, and claim that the thematic constraint is still the chief determinant for their disambiguation even with the possible plausibility effects. We also examined the effect of the verbal working memory capacity estimated by the Japanese Reading Span Test, and we demonstrate that a reader with a high score in the test comprehends sentences more accurately but spends relatively longer time for reanalyses than a reader with a low score. We discuss the relevances of our results to the parsing models for real-time Japanese sentence processing and to the studies of verbal working memory in English.