Construction of Facial Composites from Eyewitness Memory.

Law enforcement agencies often rely on practical technologies to help witnesses and victims of crimes construct likenesses of faces from memory. These 'face composites' are typically circulated to law enforcement officers and made accessible to the public in the hope that someone familiar with the depicted person will recognise their likeness and thus provide the police with a suspect. We will review methods for constructing such likenesses from memory dating back to the portrait parlé of Alphonse Bertillon (Signaletic instructions including the theory and practice of anthropometrical identification. Werner Company, 1896) and the composite images of Francis Galton (Nature 18:97-100, 1878). We will also review more modern methods, ranging from the overlay techniques of Identi-Kit (McDonald, c 1959) and Photo-Fit (Penry J. The Police Journal 43:307, 1970) to feature-based computerised composite systems such as Identi-Kit 2000, FACES, and ProMat. Most early systems were based on the common-sense notion that sectioning a face is invertible: just as a face can be sectioned into components, so it can be recreated by arrangements of sections. This assumption appears to be unwarranted. The underlying problem with earlier face systems may have been the absence of a representational or computational theory. This led in the late 1990s to the development of the so-called third-generation holistic composite systems, which are based on underlying statistical and mathematical models of face images (e.g. ID [Tredoux et al. South African Computer Journal 2006:90-97, 2006], EvoFIT [Frowd CD, Hancock PJB, & Carson D. ACM Transactions on Applied Psychology (TAP) 1:1-21, 2004a], E-FIT [Gibson et al., International Conference on Visualisation, 146-151, 2003]). A special focus of the chapter will be on these newer technologies and other recent technological innovations. Our approach will be to review (i) the methods of operation, (ii) the techniques identified by psychologists and other researchers for improving the quality of information obtained from memory, and (iii) the empirical data on the effectiveness of these systems at representing faces from memory. We will consider related issues, too, including the question of whether face composites damage witness memory, and the ethics of face composition.

Parental reference photos do not always improve the accuracy of forensic age progressions.

During long-term missing children cases, forensic artists construct age-progressions to estimate the child's current appearance. It is commonly believed that incorporating information about the child's biological relatives is critical in accurately estimating the child's current appearance. However, some evidence suggests that predicting appearance based on inheritance of features may be error prone. The present studies examine whether age-progressions constructed with the aid of a biological reference photos led to better recognition than those constructed without a biological reference. We also investigated whether there would be any variation depending on the age-range of the age-progressions. Eight professional forensic artists created age-progressions based upon photographs provided by each of our eight targets. Half of their age progressions with the aid of parental reference photos and half without parental reference photos. Furthermore, half were age-progressed across a longer age-range (5-20 years) and half covered a shorter age-range (12-20 years). In Experiment 1 similarity scores were higher over shorter age-ranges. Further, across longer age-ranges age-progressions created with the aid of a parental reference were lower than those without a reference. In Experiment 2 recognition performance was higher across shorter age-ranges. Additionally, across longer age-ranges age-progressions created with the aid of a parental reference were recognized worse than those without a reference. These results suggest that in long-term missing person cases, forensic artists may benefit from not relying on biological references. Finally, consistent with previous research (e.g. Lampinen et al., 2012) age-progressions provided no benefit over using outdated photographs.

Reevaluating the role of verbalization of faces for composite production: Descriptions of offenders matter!

Standard forensic practice necessitates that a witness describes an offender's face prior to constructing a visual likeness, a facial composite. However, describing a face can interfere with face recognition, although a delay between description and recognition theoretically should alleviate this issue. In Experiment 1, participants produced a free recall description either 3-4 hr or 2 days after intentionally or incidentally encoding a target face, and then constructed a composite using a modern "feature" system immediately or after 30 min. Unexpectedly, correct naming of composites significantly reduced following the 30-min delay between description and construction for targets encoded 2 days previously. In Experiment 2, participants in these conditions gave descriptions that were better matched to their targets by independent judges, a result which suggests that the 30-min delay actually impairs access to details of recalled descriptions that are valuable for composite effectiveness. Experiment 3 found the detrimental effect of description delay extended to composites constructed from a "holistic" face production system. The results have real-world but counterintuitive implications for witnesses who construct a face 1 or 2 days after a crime: After having recalled the face to a practitioner, an appreciable delay (here, 30 min) should be avoided before starting face construction. (PsycInfo Database Record (c) 2020 APA, all rights reserved).

Constructing identifiable composite faces: The importance of cognitive alignment of interview and construction procedure.

We investigated the impact of congruency between the witness interview and method used to construct a composite face. Experiment 1, using a typical feature-by-feature composite method, revealed that aligning cognitive processes during interview and face construction enhanced the effectiveness of composites compared with composites produced following unaligned (incongruent) procedures. Experiment 2 revealed that incorporating character judgments in the witness interview substantially enhanced identification of feature-based composites when constructing the central (internal) features first, suggesting that such judgments focus attention on this region of the face. Experiment 3 explored alignment of processes using an approach based on an evolutionary algorithm, a method requiring witnesses to create a composite by selecting from arrays based on the eye-region. A combination of character judgments, first for the whole face and then for the eye region, led to best-identified composites. Overall, results indicate that more effective composites are produced when both interview and construction procedures are aligned cognitively. Results are discussed with relevance to the theory of transfer-appropriate processing (Morris, Bransford, & Franks, 1977). (PsycInfo Database Record (c) 2020 APA, all rights reserved).

The impact of external facial features on the construction of facial composites.

Witnesses may construct a composite face of a perpetrator using a computerised interface. Police practitioners guide witnesses through this unusual process, the goal being to produce an identifiable image. However, any changes a perpetrator makes to their external facial-features may interfere with this process. In Experiment 1, participants constructed a composite using a holistic interface one day after target encoding. Target faces were unaltered, or had altered external-features: (i) changed hair, (ii) external-features removed or (iii) naturally-concealed external-features (hair, ears, face-shape occluded by a hooded top). These manipulations produced composites with more error-prone internal-features: participants' familiar with a target's unaltered appearance less often provided a correct name. Experiment 2 applied external-feature alterations to composites of unaltered targets; although whole-face composites contained less error-prone internal-features, identification was impaired. Experiment 3 replicated negative effects of changing target hair on construction and tested a practical solution: selectively concealing hair and eyes improved identification. Practitioner Summary: The research indicates that when a target identity disguises or changes hair, this can lead to a witness (or victim) constructing a composite that is less readily identified. We assess a practical method to overcome this forensic issue. Abbreviation: GEE: Generalized Estimating Equations.

Applied screening tests for the detection of superior face recognition.

In recent years there has been growing interest in the identification of people with superior face recognition skills, for both theoretical and applied investigations. These individuals have mostly been identified via their performance on a single attempt at a tightly controlled test of face memory-the long form of the Cambridge Face Memory Test (CFMT+). The consistency of their skills over a range of tests, particularly those replicating more applied policing scenarios, has yet to be examined systematically. The current investigation screened 200 people who believed they have superior face recognition skills, using the CFMT+ and three new, more applied tests (measuring face memory, face matching and composite-face identification in a crowd). Of the sample, 59.5% showed at least some consistency in superior face recognition performance, although only five individuals outperformed controls on overall indices of target-present and target-absent trials. Only one participant outperformed controls on the Crowds test, suggesting that some applied face recognition tasks require very specific skills. In conclusion, future screening protocols need to be suitably thorough to test for consistency in performance, and to allow different types of superior performer to be detected from the outset. Screening for optimal performers may sometimes need to directly replicate the task in question, taking into account target-present and target-absent performance. Self-selection alone is not a reliable means of identifying those at the top end of the face recognition spectrum.

Chatting in the face of the eyewitness: The impact of extraneous cell-phone conversation on memory for a perpetrator.

Cell-phone conversation is ubiquitous within public spaces. The current study investigates whether ignored cell-phone conversation impairs eyewitness memory for a perpetrator. Participants viewed a video of a staged crime in the presence of 1 side of a comprehensible cell-phone conversation (meaningful halfalogue), 2 sides of a comprehensible cell-phone conversation (meaningful dialogue), 1 side of an incomprehensible cell-phone conversation (meaningless halfalogue), or quiet. Between 24 and 28 hr later, participants freely described the perpetrator's face, constructed a single composite image of the perpetrator from memory, and attempted to identify the perpetrator from a sequential lineup. Further, participants rated the likeness of the composites to the perpetrator. Face recall and lineup identification were impaired when participants witnessed the staged crime in the presence of a meaningful halfalogue compared to a meaningless halfalogue, meaningful dialogue, or quiet. Moreover, likeness ratings showed that the composites constructed after ignoring the meaningful halfalogue resembled the perpetrator less than did those constructed after experiencing quiet or ignoring a meaningless halfalogue or a meaningful dialogue. The unpredictability of the meaningful content of the halfalogue, rather than its acoustic unexpectedness, produces distraction. The results are novel in that they suggest that an everyday distraction, even when presented in a different modality to target information, can impair the long-term memory of an eyewitness. (PsycINFO Database Record

When age-progressed images are unreliable: The roles of external features and age range.

When children go missing for many years, investigators commission age-progressed images from forensic artists to depict an updated appearance. These images have anecdotal success, and systematic research has found they lead to accurate recognition rates comparable to outdated photos. The present study examines the reliability of age progressions of the same individuals created by different artists. Eight artists first generated age progressions of eight targets across three age ranges. Eighty-five participants then evaluated the similarity of these images against other images depicting the same targets progressed at the same age ranges, viewing either whole faces or faces with external features concealed. Similarities were highest over shorter age ranges and when external features were concealed. Implications drawn from theory and application are discussed.

Holistic face processing can inhibit recognition of forensic facial composites.

Facial composite systems help eyewitnesses to show the appearance of criminals. However, likenesses created by unfamiliar witnesses will not be completely accurate, and people familiar with the target can find them difficult to identify. Faces are processed holistically; we explore whether this impairs identification of inaccurate composite images and whether recognition can be improved. In Experiment 1 (n = 64) an imaging technique was used to make composites of celebrity faces more accurate and identification was contrasted with the original composite images. Corrected composites were better recognized, confirming that errors in production of the likenesses impair identification. The influence of holistic face processing was explored by misaligning the top and bottom parts of the composites (cf. Young, Hellawell, & Hay, 1987). Misalignment impaired recognition of corrected composites but identification of the original, inaccurate composites significantly improved. This effect was replicated with facial composites of noncelebrities in Experiment 2 (n = 57). We conclude that, like real faces, facial composites are processed holistically: recognition is impaired because unlike real faces, composites contain inaccuracies and holistic face processing makes it difficult to perceive identifiable features. This effect was consistent across composites of celebrities and composites of people who are personally familiar. Our findings suggest that identification of forensic facial composites can be enhanced by presenting composites in a misaligned format.

Cross-age effects on forensic face construction.

The own-age bias (OAB) refers to recognition memory being more accurate for people of our own age than other age groups (e.g., Wright and Stroud, 2002). This paper investigated whether the OAB effect is present during construction of human faces (also known as facial composites, often for forensic/police use). In doing so, it adds to our understanding of factors influencing both facial memory across the life span as well as performance of facial composites. Participant-witnesses were grouped into younger (19-35 years) and older (51-80 years) adults, and constructed a single composite from memory of an own- or cross-age target face using the feature-based composite system PRO-fit. They also completed the shortened version of the glasgow face matching test (GFMT; Burton et al., 2010). A separate group of participants who were familiar with the relevant identities attempted to name the resulting composites. Correct naming of the composites revealed the presence of an OAB for older adults, who constructed more-identifiable composites of own-age than cross-age faces. For younger adults, age of target face did not influence correct naming and their composites were named at the same level as those constructed by older adults for younger targets. Also, there was no reliable correlation between face perception ability and composite quality. Overall, correct naming was fairly good across the experiment, and indicated benefit for older witnesses for older targets. Results are discussed in terms of contemporary theories of OAB, and implications of the work for forensic practice.

Configural and featural information in facial-composite images.

Eyewitnesses are often invited to construct a facial composite, an image created of the person they saw commit a crime that is used by law enforcement to locate criminal suspects. In the current paper, the effectiveness of composite images was investigated from traditional feature systems (E-FIT and PRO-fit), where participants (face constructors) selected individual features to build the face, and a more recent holistic system (EvoFIT), where they 'evolved' a composite by repeatedly selecting from arrays of complete faces. Further participants attempted to name these composites when seen as an unaltered image, or when blurred, rotated, linearly stretched or converted to a photographic negative. All of the manipulations tested reduced correct naming of the composites overall except (i) for a low level of blur, for which naming improved for holistic composites but reduced for feature composites, and (ii) for 100% linear stretch, for which a substantial naming advantage was observed. Results also indicated that both featural (facial elements) and configural (feature spacing) information were useful for recognition in both types of composite system, but highly-detailed information was more accurate in the feature-based than in the holistic method. The naming advantage of linear stretch was replicated using a forensically more-practical procedure with observers viewing an unaltered composite sideways. The work is valuable to police practitioners and designers of facial-composite systems.

Whole-face procedures for recovering facial images from memory.

Research has indicated that traditional methods for accessing facial memories usually yield unidentifiable images. Recent research, however, has made important improvements in this area to the witness interview, method used for constructing the face and recognition of finished composites. Here, we investigated whether three of these improvements would produce even-more recognisable images when used in conjunction with each other. The techniques are holistic in nature: they involve processes which operate on an entire face. Forty participants first inspected an unfamiliar target face. Nominally 24h later, they were interviewed using a standard type of cognitive interview (CI) to recall the appearance of the target, or an enhanced 'holistic' interview where the CI was followed by procedures for focussing on the target's character. Participants then constructed a composite using EvoFIT, a recognition-type system that requires repeatedly selecting items from face arrays, with 'breeding', to 'evolve' a composite. They either saw faces in these arrays with blurred external features, or an enhanced method where these faces were presented with masked external features. Then, further participants attempted to name the composites, first by looking at the face front-on, the normal method, and then for a second time by looking at the face side-on, which research demonstrates facilitates recognition. All techniques improved correct naming on their own, but together promoted highly-recognisable composites with mean naming at 74% correct. The implication is that these techniques, if used together by practitioners, should substantially increase the detection of suspects using this forensic method of person identification.

Recovering faces from memory: the distracting influence of external facial features.

Recognition memory for unfamiliar faces is facilitated when contextual cues (e.g., head pose, background environment, hair and clothing) are consistent between study and test. By contrast, inconsistencies in external features, especially hair, promote errors in unfamiliar face-matching tasks. For the construction of facial composites, as carried out by witnesses and victims of crime, the role of external features (hair, ears, and neck) is less clear, although research does suggest their involvement. Here, over three experiments, we investigate the impact of external features for recovering facial memories using a modern, recognition-based composite system, EvoFIT. Participant-constructors inspected an unfamiliar target face and, one day later, repeatedly selected items from arrays of whole faces, with "breeding," to "evolve" a composite with EvoFIT; further participants (evaluators) named the resulting composites. In Experiment 1, the important internal-features (eyes, brows, nose, and mouth) were constructed more identifiably when the visual presence of external features was decreased by Gaussian blur during construction: higher blur yielded more identifiable internal-features. In Experiment 2, increasing the visible extent of external features (to match the target's) in the presented face-arrays also improved internal-features quality, although less so than when external features were masked throughout construction. Experiment 3 demonstrated that masking external-features promoted substantially more identifiable images than using the previous method of blurring external-features. Overall, the research indicates that external features are a distractive rather than a beneficial cue for face construction; the results also provide a much better method to construct composites, one that should dramatically increase identification of offenders.

Familiarity effects in the construction of facial-composite images using modern software systems.

We investigate the effect of target familiarity on the construction of facial composites, as used by law enforcement to locate criminal suspects. Two popular software construction methods were investigated. Participants were shown a target face that was either familiar or unfamiliar to them and constructed a composite of it from memory using a typical 'feature' system, involving selection of individual facial features, or one of the newer 'holistic' types, involving repeated selection and breeding from arrays of whole faces. This study found that composites constructed of a familiar face were named more successfully than composites of an unfamiliar face; also, naming of composites of internal and external features was equivalent for construction of unfamiliar targets, but internal features were better named than the external features for familiar targets. These findings applied to both systems, although benefit emerged for the holistic type due to more accurate construction of internal features and evidence for a whole-face advantage. STATEMENT OF RELEVANCE: This work is of relevance to practitioners who construct facial composites with witnesses to and victims of crime, as well as for software designers to help them improve the effectiveness of their composite systems.

Improving the quality of facial composites using a holistic cognitive interview.

Witnesses to and victims of serious crime are normally asked to describe the appearance of a criminal suspect, using a Cognitive Interview (CI), and to construct a facial composite, a visual representation of the face. Research suggests that focusing on the global aspects of a face, as opposed to its facial features, facilitates recognition and improves composite quality; also, that the CI enables more effective use of a composite system. The current study evaluated a novel "holistic" Cognitive Interview (H-CI). This comprised a descriptive phase, using a CI, followed by a recognition-enhancing phase, involving the attribution of seven holistic properties. Participant-witnesses watched a video of a target, then 3 to 4 hours later received either a CI or an H-CI and constructed a single composite with a standard system, PRO-fit. Composites constructed after the H-CI were correctly named more than four times as often as those after the CI, attributable to an improvement in the quality of both the internal and external parts of the face. In police work, the H-CI offers the possibility of substantially improving the identification of criminal suspects.

Parallel approaches to composite production: interfaces that behave contrary to expectation.

This paper examines two facial composite systems that present multiple faces during construction to more closely resemble natural face processing. A 'parallel' version of PRO-fit was evaluated, which presents facial features in sets of six or twelve, and EvoFIT, a system in development, which contains a holistic face model and an evolutionary interface. The PRO-fit parallel interface turned out not to be quite as good as the 'serial' version as it appeared to interfere with holistic face processing. Composites from EvoFIT were named almost three times better than PRO-fit, but a benefit emerged under feature encoding, suggesting that recall has a greater role for EvoFIT than was previously thought. In general, an advantage was found for feature encoding, replicating a previous finding in this area, and also for a novel 'holistic' interview.

The relative importance of external and internal features of facial composites.

Three experiments are reported that compare the quality of external with internal regions within a set of facial composites using two matching-type tasks. Composites are constructed with the aim of triggering recognition from people familiar with the targets, and past research suggests internal face features dominate representations of familiar faces in memory. However the experiments reported here show that the internal regions of composites are very poorly matched against the faces they purport to represent, while external feature regions alone were matched almost as well as complete composites. In Experiments 1 and 2 the composites used were constructed by participant-witnesses who were unfamiliar with the targets and therefore were predicted to demonstrate a bias towards the external parts of a face. In Experiment 3 we compared witnesses who were familiar or unfamiliar with the target items, but for both groups the external features were much better reproduced in the composites, suggesting it is the process of composite construction itself which is responsible for the poverty of the internal features. Practical implications of these results are discussed.