Monolithic coherent LABS lidar based on an integrated transceiver array.

We demonstrate a monolithic frequency-modulated continuous-wave (FMCW) lidar chip with an integrated transceiver array based on lens-assisted beam steering (LABS) technology. It enables beam emitting, steering, receiving, and coherent detecting on a single chip with simultaneous distance and velocity detection. An integrated transceiver is designed with a composite structure of a Bragg grating in the middle and a U-shaped photodetector (PD) surrounding it. For a proof-of-concept demonstration, a chip with 2 × 2 switchable transceiver array is fabricated. A monolithic coherent LABS lidar system with a scanning angle of 2.86° and a scanning speed of 5.3 µs is implemented for 5 m ranging and 0.45 m/s velocity detection.

Monolithic transceiver for lens-assisted beam-steering Lidar.

We demonstrate a monolithic transceiver based on a CMOS-compatible silicon photonic platform for lens-assisted beam-steering (LABS) light detecting and ranging (Lidar) application. By implementing an on-chip two-dimensional transceiver array and off-chip lens, beam emitting, steering, and receiving are realized simultaneously on a single chip. The transceiver is designed with a structure of a U-shaped vertical Ge photodetector surrounding a grating for high-efficiency light transmission and reception. The on-chip photodetector has a bandwidth of 87 MHz, a responsivity of 0.3A/W, and a detection sensitivity of -20dBm. For proof-of-concept demonstration, a time-of-flight Lidar system is achieved for target ranging with a detection distance of 5.2 m, a scanning angle of 2.86°, and a scanning speed of 5.3µs . This work demonstrates a feasible solution to integrated Lidar with beam emitting and receiving on one single chip based on LABS.

Lens-based integrated 2D beam-steering device with defocusing approach and broadband pulse operation for Lidar application.

We propose an integrated two-dimensional beam-steering device based on an on-chip silicon-nitride switch/emitter structure and off-chip lens for light detection and ranging (Lidar) application at 1550 nm. In this device, light is guided by a 1 × 16 switch to one grating emitter in a 4 × 4 grating-emitter array. The beam from the grating emitter is collimated and steered by a fixed lens. By changing the grating emitter that emits light, different beam-steering angle can be achieved. A divergence angle of 0.06° and a field of view of 2.07° × 4.12° in the far field are achieved. The device has O(log2N) power consumption for N emitters, allows digital control and achieves 18 dB background suppression. Blind-zone elimination and broadband operation are also achieved in our lens-based beam-steering device. Therefore, it is suitable for broadband solid-state Lidar application.

Microparticle velocity sensing using a conical lens fiber array.

We report a microparticle velocity sensor with a conical lens fiber array. The conical lens fibers are linearly arrayed at the same interval to behave as a spatial filter. The characteristics of the sensor in terms of cone angle, divergence angle, aperture angle, blind area, and detection area are investigated. Compared with a sensor using a normal flat end fiber array, our sensor has a high signal-to-noise ratio with a smaller blind area and wider detection area to avoid the signal deterioration caused by movement deviation of particles from the fiber array. Taking advantage of not only a compact and tiny structure but also better ability of high electromagnetic noise tolerance, corrosion resistance, and temperature resistance, the sensor may have the potential for velocity sensing in harsh environments and microparticle sensing, such as sand movement monitoring in sandstorms, particle state monitoring in combustion, and more.

16 × 16 non-blocking silicon optical switch based on electro-optic Mach-Zehnder interferometers.

We experimentally demonstrate a 16 × 16 non-blocking optical switch fabric with a footprint of 10.7 × 4.4 mm2. The switch fabric is composed of 56 2 × 2 silicon Mach-Zehnder interferometers (MZIs), with each integrated with a pair of TiN resistive micro-heaters and a p-i-n diode. The average on-chip insertion loss at 1560 nm wavelength is ~6.7 dB and ~14 dB for the "all-cross" and "all-bar" states, respectively, with a loss variation of ± 1 dB over all routing paths. The measured rise/fall time of the switch upon electrical tuning is 3.2/2.5 ns. The switching functionality is verified by transmission of 20 Gb/s on-off keying (OOK) and 50 Gb/s quadrature phase-shift keying (QPSK) optical signals.

60-nm-thick basic photonic components and Bragg gratings on the silicon-on-insulator platform.

We demonstrate integrated basic photonic components and Bragg gratings using 60-nm-thick silicon-on-insulator strip waveguides. The ultra-thin waveguides exhibit a propagation loss of 0.61 dB/cm and a bending loss of approximately 0.015 dB/180° with a 30 µm bending radius (including two straight-bend waveguide junctions). Basic structures based on the ultra-thin waveguides, including micro-ring resonators, 1 × 2 MMI couplers, and Mach-Zehnder interferometers are realized. Upon thinning-down, the waveguide effective refractive index is reduced, making the fabrication of Bragg gratings possible using the standard 248-nm deep ultra-violet (DUV) photolithography process. The Bragg grating exhibits a stopband width of 1 nm and an extinction ratio of 35 dB, which is practically applicable as an optical filter or a delay line. The transmission spectrum can be thermally tuned via an integrated resistive micro-heater formed by a heavily doped silicon slab beside the waveguide.

Efficient silicon polarization rotator based on mode-hybridization in a double-stair waveguide.

We present a compact silicon polarization rotator (PR) based on mode-hybridization by breaking the cross-sectional symmetry of a double-stair waveguide. The device fabrication is fully compatible with the commonly used silicon photonics processes with no extra masks required. The dependence of device performance on the double-stair waveguide dimensions is investigated using FDTD simulations. Characterizations of the fabricated devices reveal that the 23-µm-long PR exhibits a polarization extinction ratio (PER) of >17 dB in the wavelength range of 1500-1540 nm. The maximum PER exceeds 30 dB at 1518 nm.

Channel-spacing tunable silicon comb filter using two linearly chirped Bragg gratings.

We propose a novel silicon-based comb filter with tunable channel spacing using a Michelson interferometer consisting of a pair of apodized linearly chirped Bragg gratings (ALC-BGs). The channel spacing of the proposed comb filter can be continuously tuned with a large tuning range by changing the effective refractive index of one of the ALC-BGs through the thermo-optic effect. Our numerical calculation shows that the channel spacing can be continuously tuned form 8.21 nm to 0.19 nm with an out-of-band rejection ratio of greater than 30 dB.

Enhanced near-infrared photodetection with avalanche gain in silicon microdisk resonators integrated with p-n diodes.

We investigate the photocurrent generation by two-photon absorption effect in silicon microdisk resonators integrated with p-n diodes. The photocurrent is quite dependent on the p-n junction position with respect to the whispering gallery mode. Avalanche gain increases significantly when the bias exceeds -19 V, leading to considerable enhancement of photocurrent. At -22 V bias with on-chip optical power of 44.7 µW, the responsivity exceeds 1 A/W with an avalanche gain of 188 while the dark current is more than 50 times lower than the photocurrent.

Low-power 2×2 silicon electro-optic switches based on double-ring assisted Mach-Zehnder interferometers.

We propose and experimentally demonstrate a low-power 2×2 silicon electro-optic (EO) switch consisting of a double-ring assisted Mach-Zehnder interferometer (DR-MZI). Active tuning elements based on p-i-n diodes and silicon resistive micro-heaters are embedded in the microrings for high-speed EO switching and low-loss thermo-optic (TO) tuning, respectively. The transmission spectrum shows the device can perform switching in a 60 GHz spectral window with a crosstalk less than -20 dB. After phase error correction with 2.31 mW TO power, the EO switch power from cross to bar states is only 0.69 mW. The rise and fall times of the switch are 405 and 414 ps, respectively. The switch operation of the device is verified by high-throughput optical signal transmission up to 25 Gbps.

Selective excitation of microring resonances using a pulley-coupling structure.

We explore the selective excitation of resonances in microring resonators with a pulley-coupling structure. Due to the wavelength dispersion of coupling coefficient, only the resonances near critical coupling exhibit pronounced sharp notches in the transmission spectrum. Experimental results show that the resonance extinction ratio is a strong function of wavelength. Theoretical analysis further predicts that it is possible to highly suppress the neighboring resonances to effectively enlarge the free spectral range (FSR). With a proper design, the FSR can be increased by more than 1 order for a 10 µm radius microring resonator using the pulley-coupling structure.

Tracing photon transmission in dye-doped DNA-CTMA optical nanofibers.

We experimentally demonstrate the novel phenomena of photoluminescence (PL) and fluorescence resonance energy transfer (FRET) assisted three-color PL separating in DNA optical nanofibers consisting of the stretched and connected DNA-cetyltrimethyl ammonium wires. The PL experiments are performed to comparatively trace photon transmission between single dye-doped DNA-CTMA optical nanofiber and PMMA optical nanofiber. A cascade FRET including DNA minor groove binder and DNA intercalators is used to further trace photon transmission inside DNA-CTMA wire. These experimental results will help to intrigue the new applications of DNA-CTMA as molecular waveguide in optobioelectronics area.

Continuously tunable reflective-type optical delay lines using microring resonators.

We present a reflective-type optical delay line using waveguide side-coupled 13 microring resonators terminated with a sagnac loop reflector. Light passes through the microring resonator sequence twice, doubling the delay-bandwidth product. Group delay is tuned by p-i-p type microheaters integrated directly in the microring waveguides. Experiment demonstrates that the delay line can potentially buffer 18 bits and the delay can be continuously tuned for 100 ps with a power tuning efficiency of 0.34 ps/mW. Eye diagrams of a 20-Gbps PRBS signal after 10 and 110 ps delays are also examined.

CMOS-compatible temperature-independent tunable silicon optical lattice filters.

We present a CMOS-compatible athermal tunable silicon optical lattice filter composed of 10 cascaded 2 × 2 asymmetric Mach-Zehnder interferometers. Active tuning experiments show that the filter central wavelength can be red-/blue-shifted by 13.1/21.3 nm with power consumption of 77/96 mW on top/bottom arms. Temperature shift measurements show that the thermal-sensitivity of the filter central wavelength before active tuning is as low as -1.465 pm/°C. The thermal-sensitivity is varied within 26.5 pm/°C to -27.1 pm/°C when the filter central wavelength is tuned in the wavelength range of 1534 nm to 1551 nm. We use the transfer matrix method to theoretically model the lattice filter and its thermal-sensitivity before and after tuning is analyzed and discussed.

Tunable two-stage self-coupled optical waveguide resonators.

We report tunable two-stage self-coupled optical waveguide (SCOW) resonators composed of a pair of mirror-imaged single SCOW resonators connected by a phase shifter in between. Experimental results show that the coupled-resonator-induced-transparency and high-order bandstop filtering characteristics can be obtained in the transmission spectra of the devices with two different configurations. The resonance spectrum can be tuned by using either a p-i-p microheater or a p-i-n diode in the phase shifter. Our theoretical modeling based on the transfer matrix method has a good agreement with the experimental results.

Tunable silicon Fabry-Perot comb filters formed by Sagnac loop mirrors.

We experimentally demonstrate tunable silicon comb filters based on Fabry-Perot (FP) resonators composed of two Sagnac loop mirrors. The comb filter resolves up to 54 comb lines with a 115 GHz channel spacing over a spectral range from 1510 to 1560 nm. The comb line extinction ratio is ~26.3 dB and the quality factor is ~57,000 around 1550 nm wavelength. Electrical tuning is enabled via periodically interleaved PN junctions embedded inside the FP resonator. The comb lines are blue shifted by ~0.92 nm (one channel spacing) with a 5 mA forward-bias current and red-shifted by ~0.05 nm with a -10 V reverse-bias voltage.

DNA optical nanofibers: preparation and characterization.

We demonstrate the preparation and characterization of DNA optical nanofibers. The prepared DNA optical nanofibers with strong strength and high flexibility are tested. Coupled with silica fiber tapers, their optical characteristics including light transmission performance, group delay and chromatic dispersion are experimentally investigated. The visible and near infrared light waveguiding properties of the DNA optical nanofibers with and without R6G doping are also studied. It is expected that the DNA optical nanofibers may be potential for building the miniaturized biomedical photonic devices.

Design and analysis of a highly efficient coupler between a micro/nano optical fiber and an SOI waveguide.

A compact coupling structure is proposed for highly efficient coupling between a micro/nano fiber and a silicon-on-insulator waveguide. The proposed structure is characterized by high coupling efficiency, wavelength insensitivity, large misalignment tolerance, and easy fabrication. Theoretical analysis and numerical simulation results show that coupling efficiency of >90% can be achieved with a taper length of ∼4.5 µm.

Rangeability extension of fiber-optic low-coherence measurement based on cascaded multistage fiber delay line.

We demonstrate a simple method to extend the measurable fiber length with a fiber-optic low-coherence technique. This method is based on a cascaded structure of multistage fiber delay line laid in one arm of the low-coherence technique. By choosing different individual stages in the cascaded fiber delay line, the length of the fiber under test can be continuously measured with a different measurement range. The measurement range of 0.81 km and spatial resolution of 60 µm are successfully realized.

Miniature microring resonator sensor based on a hybrid plasmonic waveguide.

We propose a compact 1-µm-radius microring resonator sensor based on a hybrid plasmonic waveguide on a silicon-on-insulator substrate. The hybrid waveguide is composed of a metal-gap-silicon structure, where the optical energy is greatly enhanced in the narrow gap. We use the finite element method to numerically analyze the device optical characteristics as a biochemical sensor. As the optical field in the hybrid micoring resonator has a large overlap with the upper-cladding sensing medium, the sensitivity is very high compared to other dielectric microring resonator sensors. The compactness of the hybrid microring resonator is resulted from the balance between bending radiation loss and metal absorption loss. The proposed hybrid microring resonator sensors have the main advantages of small footprint and high sensitivity and can be potentially integrated in an array form on a chip for highly-efficient lab-on-chip biochemical sensing applications.