Multivariate Spectroscopic Method Lifecycle Management as Part of the Quality Management System.

Multivariate model based spectroscopic methods require model maintenance through their lifecycle. A survey conducted by the International Consortium for Innovation and Quality in Pharmaceutical Development (IQ) in 2019 showed that regulatory reporting categories for the model related changes can be a hurdle for the routine use of these types of methods. This article introduces industry best practices on multivariate method and model lifecycle management within the Pharmaceutical Quality System. Case studies are provided to demonstrate how the Established Conditions and Post-Approval Change Management Protocol concepts may be leveraged to allow regulatory flexibility for change management and to encourage the use of these techniques for the development and commercialization of pharmaceutical products.

In-line quantification of two active ingredients in a batch blending process by near-infrared spectroscopy: influence of physical presentation of the sample.

The aim of this study was to apply near-infrared (NIR) spectroscopy to the simultaneous in-line monitoring of two active pharmaceutical ingredients (APIs) in a pharmaceutical batch blending process. The formulation under study consisted of a high load API (A1), one polymer, a second API (A2) and one lubricant. Additionally, the effects of the presentation of A1 on the spectral data were evaluated. For this purpose, the high load active was blended either as a cohesive powder or as a free flowing material. For improving the flow behavior of the high load active a melt-granulation (MG) step was performed. The NIR spectra of the high load API (A1) before and after MG showed that the polymer wavelength absorption band was the most affected, this wavelength range was also associated with the water band region. Thus, these frequencies carried information from the melt-granulation process and could be influenced by the water content. For the APIs quantification, independent partial least squares (PLS-1) models for each API were generated. Furthermore, a PLS-2 model was also developed for the simultaneous quantification of each API. The PLS models were used for the in-line blend uniformity monitoring of both APIs.

Use of near-infrared spectroscopy to quantify drug content on a continuous blending process: influence of mass flow and rotation speed variations.

The aim of this study was to develop a quantitative Near-Infrared (NIR) method which monitors the homogeneity of a pharmaceutical formulation coming out of a continuous blender. For this purpose, a NIR diode array spectrometer with fast data acquisition was selected. Additionally, the dynamic aspects of a continuous blending process were studied; the results showed a well-defined cluster for the steady state, and the paths for the start-up and emptying stages were clearly identified. The end point of the start-up phase was detected by moving block of standard deviation, relative standard deviation, and principal component analysis. A partial least square (PLS) model was generated for the quantification of the drug, with a standard error of prediction of 0.2% m/m. The PLS model was successfully applied for monitoring the drug level at the outlet of the continuous blender. Furthermore, the PLS model was tested under different flow and stirring rates. Flow and stirring rate variations caused different powder flow dynamics, which were reflected on the NIR measurements. Therefore, the PLS model was sensitive to changes in mass flow and rotation speeds.

Tropad: a new ligand for the synthesis of water-stable paramagnetic [16+1]-electron rhodium and iridium complexes.

The new tetradentate ligand 1,4-bis(5 H-dibenzo[a,d]cyclohepten-5-yl)-1,4-diazabuta-1,3-diene ((H)tropdad) allows the syntheses of the 16-electron cationic rhodium complexes [M((H)tropdad)](O(3)SCF(3)) (M=Rh, Ir). The structure of the rhodium complex was determined by X-ray analysis and points to a description of these as [M(+1)((H)tropdad)(0)] with short Cd-N bonds (av 1.285 A) and a long C-C bond (1.46 A) in the diazabutadiene (dad) moiety, that is the M-->dad charge-transfer is negligible. Both [Rh((H)tropdad)](+) and [Ir((H)tropdad)](+) are reduced at very low potentials (E(1) (1/2)= -0.56 V and E(1) (1/2)=-0.35 V, respectively) which allowed the quantitative synthesis of the neutral paramagnetic complexes [M((H)tropdad)](0) (M=Rh, Ir) by reacting the cationic precursor complexes simply with zinc powder. The [M((H)tropdad)](0) complexes are stable against protic reagents in organic solvents. Continuous wave and pulse EPR spectroscopy was used to characterize the paramagnetic species and the hyperfine coupling constants were determined: [Rh((H)tropdad)](0): A(iso)((14)N)=11.9 MHz, A(iso)((1)H)=14.3 MHz, A(iso)((103)Rh)= -5.3 MHz; [Ir((H)tropdad)](0): A(iso)((14)N)=11.9 MHz, A(iso)((1)H)=14.3 MHz. In combination with DFT calculations, the experimentally determined g and hyperfine matrices could be orientated within the molecular frame and the dominant spin density contributions were determined. These results clearly show that the complexes [M((H)tropdad)](0) are best described as [M(+1)((H)tropdad)(.-)] with a [16+1] electron configuration.

High-resolution EPR spectroscopic investigations of a homologous set of d9-cobalt(0), d9-rhodium(0), and d9-iridium(0) complexes.

The 17-electron complexes [M(tropp(ph))2] (M=Co0, Rh0, Ir0) were prepared and isolated (tropp = tropylidene phosphane). A structural analysis of [Co(tropp(ph))2] revealed this complex to be almost tetrahedral, while the heavier homologues have more planar structures. Partially deuterated tropp complexes [D6][M(tropp(ph))2] were synthesised for M = Rh and Ir in order to enhance the resolution in the EPR spectra. This synthesis involves a four-fold intramolecular C-H activation reaction, whereby alkyl groups are transformed into olefins. Dihydrides were observed as intermediates for M = Ir. The electronic and geometric structures of all complexes [M(tropp(ph))2] (M = Co, Rh, Ir) and [D6][M(tropp(ph))2] (M = Rh, Ir) were investigated by continuous wave (CW) and echo-detected EPR in combination with pulse ENDOR and ESEEM techniques. In accord with their planar structures, cis and trans isomers were detected for [M(tropp(ph))2] (M = Rh0, Ir0) for which a dynamic equilibrium was established. The thermodynamic data show that the cis isomer is slightly preferred by deltaH(o) = -4.7 +/- 0.3 kJ mol(-1) (M = Rh) and delta H(o) = -5.1 +/- 0.5 kJ mol(-1); (M = Ir). The entropies for the process trans-[M(tropp(ph))2] <==> cis-[M(tropp(ph))2] are also negative [deltaS(o) = -5 +/- 1.5 J mol(-1) (M = Rh); deltaS(o) = -17 +/- 3.7 J mol(-1) (M = Rh)], indicating higher steric congestion in the cis isomers. The cobalt(0) and irdium(0) complexes show rather large g anisotropies, while that of the rhodium(0) complex is small (Co: g(parallel) = 2.320, g(perpendicular) = 2.080; cis-Rh: g(parallel) = 2.030, g(perpendicular) = 2.0135; trans-Rh: g(parallel) = 2.050, g(perpendicular) = 2.030; cis-Ir: g(parallel) = 2.030, g(perpendicular) = 2.060; trans-Ir: g(parallel) = 1.980, g(perpendicular) = 2.150). The g matrices of [M(tropp(ph))2] (M = Co, Rh) are axially symmetric with g(parallel) > g(perpendicular), indicating either a distorted square planar structure (SOMO essentially d(x2 - y2) or a compressed tetrahedron (SOMO essentially d(xy)). Interestingly, for [Ir(tropp(ph))2] the inverse ordering, g(perpendicular) > g(parallel) is found; this cannot be explained by simple ligand field arguments and must await a more sophisticated analysis. The hyperfine interactions of the unpaired electron with the metal nuclei, phosphorus nuclei, protons, deuterons and carbon nuclei were determined. By comparison with atomic constants, the spin densities on these centres were estimated and found to be small. However, the good agreement of the distance between the olefinic protons and the metal centres determined from the dipolar coupling parameter indicates that the unpaired electron is primarily located at the metal centre.

A Monomeric d9 -Rhodium(0) Complex.

A pocket suitable for bonding transition metals is formed by the 5-phosphanyl group and the olefinic unit of the central seven-membered ring, which has a rigid boat conformation, of the ligand troppPh (1). This new ligand system allows the synthesis and isolation of stable d9 and d10 rhodium complexes 2 and 3, respectively.