Channel model for the dual-polarization b-modulated nonlinear frequency-division multiplexing optical transmission systems.

We consider optical transmission systems based on the nonlinear frequency division multiplexing (NFDM) concept, i.e., the systems employing the nonlinear Fourier transform (NFT) for signal processing and data modulation. Our work specifically addresses the double-polarization (DP) NFDM setup that utilizes the so-called b-modulation, the most efficient NFDM method proposed up-to-date. We extend the previously-developed analytical approach based on the adiabatic perturbation theory for the continuous nonlinear Fourier spectrum (b-coefficient) onto the DP case to obtain the leading order of continuous input-output signal relation, i.e., the asymptotic channel model, for an arbitrary b-modulated DP-NFDM optical communication system. Our main result is in deriving the relatively simple analytical expressions for the power spectral density of the components of effective conditionally Gaussian input-dependent noise emerging inside the nonlinear Fourier domain. We also demonstrate that our analytical expressions are in remarkable agreement with direct numerical results if one extracts the "processing noise" arising due to the imprecision of numerical NFT operations.

Memory-aware end-to-end learning of channel distortions in optical coherent communications.

We implement a new variant of the end-to-end learning approach for the performance improvement of an optical coherent-detection communication system. The proposed solution enables learning the joint probabilistic and geometric shaping of symbol sequences by using auxiliary channel model based on the perturbation theory and the refined symbol probabilities training procedure. Due to its structure, the auxiliary channel model based on the first order perturbation theory expansions allows us performing an efficient parallelizable model application, while, simultaneously, producing a remarkably accurate channel approximation. The learnt multi-symbol joint probabilistic and geometric shaping demonstrates a considerable bit-wise mutual information gain of 0.47 bits/2D-symbol over the conventional Maxwell-Boltzmann shaping for a single-channel 64 GBd transmission through the 170 km single-mode fiber link.

Attention-aided partial bidirectional RNN-based nonlinear equalizer in coherent optical systems.

We leverage the attention mechanism to investigate and comprehend the contribution of each input symbol of the input sequence and their hidden representations for predicting the received symbol in the bidirectional recurrent neural network (BRNN)-based nonlinear equalizer. In this paper, we propose an attention-aided novel design of a partial BRNN-based nonlinear equalizer, and evaluate with both LSTM and GRU units in a single-channel DP-64QAM 30Gbaud coherent optical communication systems of 20 × 50 km standard single-mode fiber (SSMF) spans. Our approach maintains the Q-factor performance of the baseline equalizer with a significant complexity reduction of ∼56.16% in the number of real multiplications required to equalize per symbol (RMpS). In comparison of the performance under similar complexity, our approach outperforms the baseline by ∼0.2dB to ∼0.25dB at the optimal transmit power, and ∼0.3dB to ∼0.45dB towards the more nonlinear region.

Experimental implementation of a neural network optical channel equalizer in restricted hardware using pruning and quantization.

The deployment of artificial neural networks-based optical channel equalizers on edge-computing devices is critically important for the next generation of optical communication systems. However, this is still a highly challenging problem, mainly due to the computational complexity of the artificial neural networks (NNs) required for the efficient equalization of nonlinear optical channels with large dispersion-induced memory. To implement the NN-based optical channel equalizer in hardware, a substantial complexity reduction is needed, while we have to keep an acceptable performance level of the simplified NN model. In this work, we address the complexity reduction problem by applying pruning and quantization techniques to an NN-based optical channel equalizer. We use an exemplary NN architecture, the multi-layer perceptron (MLP), to mitigate the impairments for 30 GBd 1000 km transmission over a standard single-mode fiber, and demonstrate that it is feasible to reduce the equalizer's memory by up to 87.12%, and its complexity by up to 78.34%, without noticeable performance degradation. In addition to this, we accurately define the computational complexity of a compressed NN-based equalizer in the digital signal processing (DSP) sense. Further, we examine the impact of using hardware with different CPU and GPU features on the power consumption and latency for the compressed equalizer. We also verify the developed technique experimentally, by implementing the reduced NN equalizer on two standard edge-computing hardware units: Raspberry Pi 4 and Nvidia Jetson Nano, which are used to process the data generated via simulating the signal's propagation down the optical-fiber system.

Neural networks for computing and denoising the continuous nonlinear Fourier spectrum in focusing nonlinear Schrödinger equation.

We combine the nonlinear Fourier transform (NFT) signal processing with machine learning methods for solving the direct spectral problem associated with the nonlinear Schrödinger equation. The latter is one of the core nonlinear science models emerging in a range of applications. Our focus is on the unexplored problem of computing the continuous nonlinear Fourier spectrum associated with decaying profiles, using a specially-structured deep neural network which we coined NFT-Net. The Bayesian optimisation is utilised to find the optimal neural network architecture. The benefits of using the NFT-Net as compared to the conventional numerical NFT methods becomes evident when we deal with noise-corrupted signals, where the neural networks-based processing results in effective noise suppression. This advantage becomes more pronounced when the noise level is sufficiently high, and we train the neural network on the noise-corrupted field profiles. The maximum restoration quality corresponds to the case where the signal-to-noise ratio of the training data coincides with that of the validation signals. Finally, we also demonstrate that the NFT b-coefficient important for optical communication applications can be recovered with high accuracy and denoised by the neural network with the same architecture.

Convolutional long short-term memory neural network equalizer for nonlinear Fourier transform-based optical transmission systems.

We evaluate improvement in the performance of the optical transmission systems operating with the continuous nonlinear Fourier spectrum by the artificial neural network equalisers installed at the receiver end. We propose here a novel equaliser designs based on bidirectional long short-term memory (BLSTM) gated recurrent neural network and compare their performance with the equaliser based on several fully connected layers. The proposed approach accounts for the correlations between different nonlinear spectral components. The application of BLSTM equaliser leads to a 16x improvement in terms of bit-error rate (BER) compared to the non-equalised case. The proposed equaliser makes it possible to reach the data rate of 170 Gbit/s for one polarisation conventional nonlinear Fourier transform (NFT) based system at 1000 km distance. We show that our new BLSTM equalisers significantly outperform the previously proposed scheme based on a feed-forward fully connected neural network. Moreover, we demonstrate that by adding a 1D convolutional layer for the data pre-processing before BLSTM recurrent layers, we can further enhance the performance of the BLSTM equaliser, reaching 23x BER improvement for the 170 Gbit/s system over 1000 km, staying below the 7% forward error correction hard decision threshold (HD-FEC).

Channel model and the achievable information rates of the optical nonlinear frequency division-multiplexed systems employing continuous b-modulation.

Following the rise in interest in transmission systems employing the nonlinear Fourier transform (NFT) for the nonlinearity mitigation, we present the theoretical analysis of the achievable information rates in these systems, addressing the case of continuous b-modulated systems. Using adiabatic perturbation theory and the asymptotic analysis by means of Riemann-Hilbert problem, we obtain a remarkably simple input-output relation for arbitrary b-modulated transmission. Based on this model, we estimated the spectral efficiency for various single polarization (scaled and unscaled) b-modulated systems and observed an excellent agreement between our theory and the numerical results in the regime when the inline amplifier noise is the dominant source of spectral distortion.

Author Correction: Analysis of laser radiation using the Nonlinear Fourier transform.

An amendment to this paper has been published and can be accessed via a link at the top of the paper.

Combining nonlinear Fourier transform and neural network-based processing in optical communications.

We propose a method to improve the performance of the nonlinear Fourier transform (NFT)-based optical transmission system by applying the neural network post-processing of the nonlinear spectrum at the receiver. We demonstrate through numerical modeling about one order of magnitude bit error rate improvement and compare this method with machine learning processing based on the classification of the received symbols. The proposed approach also offers a way to improve numerical accuracy of the inverse NFT; therefore, it can find a range of applications beyond optical communications.

Analysis of laser radiation using the Nonlinear Fourier transform.

Modern high-power lasers exhibit a rich diversity of nonlinear dynamics, often featuring nontrivial co-existence of linear dispersive waves and coherent structures. While the classical Fourier method adequately describes extended dispersive waves, the analysis of time-localised and/or non-stationary signals call for more nuanced approaches. Yet, mathematical methods that can be used for simultaneous characterisation of localized and extended fields are not yet well developed. Here, we demonstrate how the Nonlinear Fourier transform (NFT) based on the Zakharov-Shabat spectral problem can be applied as a signal processing tool for representation and analysis of coherent structures embedded into dispersive radiation. We use full-field, real-time experimental measurements of mode-locked pulses to compute the nonlinear pulse spectra. For the classification of lasing regimes, we present the concept of eigenvalue probability distributions. We present two field normalisation approaches, and show the NFT can yield an effective model of the laser radiation under appropriate signal normalisation conditions.

Polarization-multiplexed nonlinear inverse synthesis with standard and reduced-complexity NFT processing: erratum.

We correct a formula for the numerical nonlinear Fourier transform in [1]. The conclusions of our work are unchanged.

Contour integrals for numerical computation of discrete eigenvalues in the Zakharov-Shabat problem.

We propose a novel algorithm for the numerical computation of discrete eigenvalues in the Zakharov-Shabat problem. Our approach is based on contour integrals of the nonlinear Fourier spectrum function in the complex plane of the spectral parameter. The reliability and performance of the new approach are examined in application to a single eigenvalue, multiple eigenvalues, and the degenerate breather's multiple eigenvalue. We also study the impact of additive white Gaussian noise on the stability of numerical eigenvalues computation.

Capacity estimates for optical transmission based on the nonlinear Fourier transform.

What is the maximum rate at which information can be transmitted error-free in fibre-optic communication systems? For linear channels, this was established in classic works of Nyquist and Shannon. However, despite the immense practical importance of fibre-optic communications providing for >99% of global data traffic, the channel capacity of optical links remains unknown due to the complexity introduced by fibre nonlinearity. Recently, there has been a flurry of studies examining an expected cap that nonlinearity puts on the information-carrying capacity of fibre-optic systems. Mastering the nonlinear channels requires paradigm shift from current modulation, coding and transmission techniques originally developed for linear communication systems. Here we demonstrate that using the integrability of the master model and the nonlinear Fourier transform, the lower bound on the capacity per symbol can be estimated as 10.7 bits per symbol with 500 GHz bandwidth over 2,000 km.

Periodic nonlinear Fourier transform for fiber-optic communications, Part I: theory and numerical methods.

In this work, we introduce the periodic nonlinear Fourier transform (PNFT) method as an alternative and efficacious tool for compensation of the nonlinear transmission effects in optical fiber links. In the Part I, we introduce the algorithmic platform of the technique, describing in details the direct and inverse PNFT operations, also known as the inverse scattering transform for periodic (in time variable) nonlinear Schrödinger equation (NLSE). We pay a special attention to explaining the potential advantages of the PNFT-based processing over the previously studied nonlinear Fourier transform (NFT) based methods. Further, we elucidate the issue of the numerical PNFT computation: we compare the performance of four known numerical methods applicable for the calculation of nonlinear spectral data (the direct PNFT), in particular, taking the main spectrum (utilized further in Part II for the modulation and transmission) associated with some simple example waveforms as the quality indicator for each method. We show that the Ablowitz-Ladik discretization approach for the direct PNFT provides the best performance in terms of the accuracy and computational time consumption.

Periodic nonlinear Fourier transform for fiber-optic communications, Part II: eigenvalue communication.

In this paper we propose the design of communication systems based on using periodic nonlinear Fourier transform (PNFT), following the introduction of the method in the Part I. We show that the famous "eigenvalue communication" idea [A. Hasegawa and T. Nyu, J. Lightwave Technol. 11, 395 (1993)] can also be generalized for the PNFT application: In this case, the main spectrum attributed to the PNFT signal decomposition remains constant with the propagation down the optical fiber link. Therefore, the main PNFT spectrum can be encoded with data in the same way as soliton eigenvalues in the original proposal. The results are presented in terms of the bit-error rate (BER) values for different modulation techniques and different constellation sizes vs. the propagation distance, showing a good potential of the technique.

Nonlinear inverse synthesis technique for optical links with lumped amplification.

The nonlinear inverse synthesis (NIS) method, in which information is encoded directly onto the continuous part of the nonlinear signal spectrum, has been proposed recently as a promising digital signal processing technique for combating fiber nonlinearity impairments. However, because the NIS method is based on the integrability property of the lossless nonlinear Schrödinger equation, the original approach can only be applied directly to optical links with ideal distributed Raman amplification. In this paper, we propose and assess a modified scheme of the NIS method, which can be used effectively in standard optical links with lumped amplifiers, such as, erbium-doped fiber amplifiers (EDFAs). The proposed scheme takes into account the average effect of the fiber loss to obtain an integrable model (lossless path-averaged model) to which the NIS technique is applicable. We found that the error between lossless path-averaged and lossy models increases linearly with transmission distance and input power (measured in dB). We numerically demonstrate the feasibility of the proposed NIS scheme in a burst mode with orthogonal frequency division multiplexing (OFDM) transmission scheme with advanced modulation formats (e.g., QPSK, 16QAM, and 64QAM), showing a performance improvement up to 3.5 dB; these results are comparable to those achievable with multi-step per span digital back-propagation.

Nonlinear inverse synthesis for high spectral efficiency transmission in optical fibers.

In linear communication channels, spectral components (modes) defined by the Fourier transform of the signal propagate without interactions with each other. In certain nonlinear channels, such as the one modelled by the classical nonlinear Schrödinger equation, there are nonlinear modes (nonlinear signal spectrum) that also propagate without interacting with each other and without corresponding nonlinear cross talk, effectively, in a linear manner. Here, we describe in a constructive way how to introduce such nonlinear modes for a given input signal. We investigate the performance of the nonlinear inverse synthesis (NIS) method, in which the information is encoded directly onto the continuous part of the nonlinear signal spectrum. This transmission technique, combined with the appropriate distributed Raman amplification, can provide an effective eigenvalue division multiplexing with high spectral efficiency, thanks to highly suppressed channel cross talk. The proposed NIS approach can be integrated with any modulation formats. Here, we demonstrate numerically the feasibility of merging the NIS technique in a burst mode with high spectral efficiency methods, such as orthogonal frequency division multiplexing and Nyquist pulse shaping with advanced modulation formats (e.g., QPSK, 16QAM, and 64QAM), showing a performance improvement up to 4.5 dB, which is comparable to results achievable with multi-step per span digital back propagation.

Nonlinear inverse synthesis and eigenvalue division multiplexing in optical fiber channels.

We scrutinize the concept of integrable nonlinear communication channels, resurrecting and extending the idea of eigenvalue communications in a novel context of nonsoliton coherent optical communications. Using the integrable nonlinear Schrödinger equation as a channel model, we introduce a new approach-the nonlinear inverse synthesis method-for digital signal processing based on encoding the information directly onto the nonlinear signal spectrum. The latter evolves trivially and linearly along the transmission line, thus, providing an effective eigenvalue division multiplexing with no nonlinear channel cross talk. The general approach is illustrated with a coherent optical orthogonal frequency division multiplexing transmission format. We show how the strategy based upon the inverse scattering transform method can be geared for the creation of new efficient coding and modulation standards for the nonlinear channel.

Strongly localized moving discrete dissipative breather-solitons in Kerr nonlinear media supported by intrinsic gain.

We investigate the mobility of nonlinear localized modes in a generalized discrete Ginzburg-Landau-type model, describing a one-dimensional waveguide array in an active Kerr medium with intrinsic, saturable gain and damping. It is shown that exponentially localized, traveling discrete dissipative breather-solitons may exist as stable attractors supported only by intrinsic properties of the medium, i.e., in the absence of any external field or symmetry-breaking perturbations. Through an interplay by the gain and damping effects, the moving soliton may overcome the Peierls-Nabarro barrier, present in the corresponding conservative system, by self-induced time-periodic oscillations of its power (norm) and energy (Hamiltonian), yielding exponential decays to zero with different rates in the forward and backward directions. In certain parameter windows, bistability appears between fast modes with small oscillations and slower, large-oscillation modes. The velocities and the oscillation periods are typically related by lattice commensurability and exhibit period-doubling bifurcations to chaotically "walking" modes under parameter variations. If the model is augmented by intersite Kerr nonlinearity, thereby reducing the Peierls-Nabarro barrier of the conservative system, the existence regime for moving solitons increases considerably, and a richer scenario appears including Hopf bifurcations to incommensurately moving solutions and phase-locking intervals. Stable moving breathers also survive in the presence of weak disorder.

Nonlinear spectral management: linearization of the lossless fiber channel.

Using the integrable nonlinear Schrödinger equation (NLSE) as a channel model, we describe the application of nonlinear spectral management for effective mitigation of all nonlinear distortions induced by the fiber Kerr effect. Our approach is a modification and substantial development of the so-called "eigenvalue communication" idea first presented in A. Hasegawa, T. Nyu, J. Lightwave Technol. 11, 395 (1993). The key feature of the nonlinear Fourier transform (inverse scattering transform) method is that for the NLSE, any input signal can be decomposed into the so-called scattering data (nonlinear spectrum), which evolve in a trivial manner, similar to the evolution of Fourier components in linear equations. We consider here a practically important weakly nonlinear transmission regime and propose a general method of the effective encoding/modulation of the nonlinear spectrum: The machinery of our approach is based on the recursive Fourier-type integration of the input profile and, thus, can be considered for electronic or all-optical implementations. We also present a novel concept of nonlinear spectral pre-compensation, or in other terms, an effective nonlinear spectral pre-equalization. The proposed general technique is then illustrated through particular analytical results available for the transmission of a segment of the orthogonal frequency division multiplexing (OFDM) formatted pattern, and through WDM input based on Gaussian pulses. Finally, the robustness of the method against the amplifier spontaneous emission is demonstrated, and the general numerical complexity of the nonlinear spectrum usage is discussed.