Uniqueness of Iris Pattern Based on the Auto-Regressive Model.

In this paper, we evaluate the uniqueness of a hypothetical iris recognition system that relies upon a nonlinear mapping of iris data into a space of Gaussian codewords with independent components. Given the new data representation, we develop and apply a sphere packing bound for Gaussian codewords and a bound similar to Daugman's to characterize the maximum iris population as a function of the relative entropy between Gaussian codewords of distinct iris classes. As a potential theoretical approach leading toward the realization of the hypothetical mapping, we work with the auto-regressive model fitted into iris data, after some data manipulation and preprocessing. The distance between a pair of codewords is measured in terms of the relative entropy (log-likelihood ratio statistic is an alternative) between distributions of codewords, which is also interpreted as a measure of iris quality. The new approach to iris uniqueness is illustrated using two toy examples involving two small datasets of iris images. For both datasets, the maximum sustainable population is presented as a function of image quality expressed in terms of relative entropy. Although the auto-regressive model may not be the best model for iris data, it lays the theoretical framework for the development of a high-performance iris recognition system utilizing a nonlinear mapping from the space of iris data to the space of Gaussian codewords with independent components.

GMLM-CNN: A Hybrid Solution to SWIR-VIS Face Verification with Limited Imagery.

Cross-spectral face verification between short-wave infrared (SWIR) and visible light (VIS) face images poses a challenge, which is motivated by various real-world applications such as surveillance at night time or in harsh environments. This paper proposes a hybrid solution that takes advantage of both traditional feature engineering and modern deep learning techniques to overcome the issue of limited imagery as encountered in the SWIR band. Firstly, the paper revisits the theory of measurement levels. Then, two new operators are introduced which act at the nominal and interval levels of measurement and are named the Nominal Measurement Descriptor (NMD) and the Interval Measurement Descriptor (IMD), respectively. A composite operator Gabor Multiple-Level Measurement (GMLM) is further proposed which fuses multiple levels of measurement. Finally, the fused features of GMLM are passed through a succinct and efficient neural network based on PCA. The network selects informative features and also performs the recognition task. The overall framework is named GMLM-CNN. It is compared to both traditional hand-crafted operators as well as recent deep learning-based models that are state-of-the-art, in terms of cross-spectral verification performance. Experiments are conducted on a dataset which comprises frontal VIS and SWIR faces acquired at varying standoffs. Experimental results demonstrate that, in the presence of limited data, the proposed hybrid method GMLM-CNN outperforms all the other methods.

Regression-based oxides of nitrogen predictors for three diesel engine technologies.

Models of diesel engine emissions such as oxides of nitrogen (NO(x)) are valuable when they can predict instantaneous values because they can be incorporated into whole vehicle models, support inventory predictions, and assist in developing superior engine and aftertreatment control strategies. Recent model-year diesel engines using multiple injection strategies, exhaust gas recirculation, and variable geometry turbocharging may have more transient sensitivity and demand more sophisticated modeling than for legacy engines. Emissions data from 1992, 1999, and 2004 model-year U.S. truck engines were modeled separately using a linear approach (with transient terms) and multivariate adaptive regression splines (MARS), an adaptive piece-wise regression approach that has limited prior use for emissions prediction. Six input variables based on torque, speed, power, and their derivatives were used for MARS. Emissions time delay was considered for both models. Manifold air temperature (MAT) and manifold air pressure (MAP) were further used in NO(x) modeling to build a plug-in model. The predictive performance for instantaneous NO(x) on part of the certification transient test procedure (Federal Test Procedure [FTP]) of the 2004 engine MARS was lower (R2 = 0.949) than the performance for the 1992 (R2 = 0.981) and 1999 (R2 = 0.988) engines. Linear regression performed similarly for the 1992 and 1999 engines but performed poorly (R2 = 0.896) for the 2004 engine. The MARS performance varied substantially when data from different cycles were used. Overall, the MAP and MAT plug-in model trained by MARS was the best, but the performance differences between LR and MARS were not substantial.

On a methodology for robust segmentation of nonideal iris images.

Iris biometric is one of the most reliable biometrics with respect to performance. However, this reliability is a function of the ideality of the data. One of the most important steps in processing nonideal data is reliable and precise segmentation of the iris pattern from remaining background. In this paper, a segmentation methodology that aims at compensating various nonidealities contained in iris images during segmentation is proposed. The virtue of this methodology lies in its capability to reliably segment nonideal imagery that is simultaneously affected with such factors as specular reflection, blur, lighting variation, occlusion, and off-angle images. We demonstrate the robustness of our segmentation methodology by evaluating ideal and nonideal data sets, namely, the Chinese Academy of Sciences iris data version 3 interval subdirectory, the iris challenge evaluation data, the West Virginia University (WVU) data, and the WVU off-angle data. Furthermore, we compare our performance to that of our implementation of Camus and Wildes's algorithm and Masek's algorithm. We demonstrate considerable improvement in segmentation performance over the formerly mentioned algorithms.

Empirical capacity of a recognition channel for single- and multipose object recognition under the constraint of PCA encoding.

The ability of practical recognition systems to recognize a large number of objects is constrained by a variety of factors that include choice of a feature extraction technique, quality of images, complexity and variability of underlying objects and of collected data. Given a feature extraction technique generating templates of objects from data and a resolution of the original images, the remaining factors can be attributed to distortions due to a recognition channel. We define the recognition channel as the environment that transforms reference templates of objects in a database into templates submitted for recognition. If templates in an object database are generated to be statistically independent and the noise in a query template is statistically independent of templates in the database, then the abilities of the recognition channel to recognize a large number of object classes can be characterized by a number called recognition capacity. In this paper, we evaluate the empirical recognition capacity of PCA-based object recognition systems. The encoded data (templates) and the additive noise in query templates are modeled to be Gaussian distributed with zero mean and estimated variances. We analyze both the case of a single encoded image and the case of encoded correlated multiple images. For this case, we propose a model that is orientation and elevation angle (pose) dependent. The fit of proposed models is judged using statistical goodness of fit tests. We define recognition rate as the ratio R=log(M)/n, where M is the number of objects to recognize and n is the length of PCA templates. The empirical capacity of PCA-based recognition systems is numerically evaluated. The empirical random coding exponent is also numerically evaluated and plotted as a function of the recognition rate. With these results, given a value of the recognition capacity and the length of templates (assume large), we can predict the number of distinct object classes that can be stored in an object library and be identified with probability of error close to zero.

On techniques for angle compensation in nonideal iris recognition.

The popularity of the iris biometric has grown considerably over the past two to three years. Most research has been focused on the development of new iris processing and recognition algorithms for frontal view iris images. However, a few challenging directions in iris research have been identified, including processing of a nonideal iris and iris at a distance. In this paper, we describe two nonideal iris recognition systems and analyze their performance. The word "nonideal" is used in the sense of compensating for off-angle occluded iris images. The system is designed to process nonideal iris images in two steps: 1) compensation for off-angle gaze direction and 2) processing and encoding of the rotated iris image. Two approaches are presented to account for angular variations in the iris images. In the first approach, we use Daugman's integrodifferential operator as an objective function to estimate the gaze direction. After the angle is estimated, the off-angle iris image undergoes geometric transformations involving the estimated angle and is further processed as if it were a frontal view image. The encoding technique developed for a frontal image is based on the application of the global independent component analysis. The second approach uses an angular deformation calibration model. The angular deformations are modeled, and calibration parameters are calculated. The proposed method consists of a closed-form solution, followed by an iterative optimization procedure. The images are projected on the plane closest to the base calibrated plane. Biorthogonal wavelets are used for encoding to perform iris recognition. We use a special dataset of the off-angle iris images to quantify the performance of the designed systems. A series of receiver operating characteristics demonstrate various effects on the performance of the nonideal-iris-based recognition system.