Perturbation theory for Maxwell's equations with shifting material boundaries.

Perturbation theory permits the analytic study of small changes on known solutions, and is especially useful in electromagnetism for understanding weak interactions and imperfections. Standard perturbation-theory techniques, however, have difficulties when applied to Maxwell's equations for small shifts in dielectric interfaces (especially in high-index-contrast, three-dimensional systems) due to the discontinuous field boundary conditions--in fact, the usual methods fail even to predict the lowest-order behavior. By considering a sharp boundary as a limit of anisotropically smoothed systems, we are able to derive a correct first-order perturbation theory and mode-coupling constants, involving only surface integrals of the unperturbed fields over the perturbed interface. In addition, we discuss further considerations that arise for higher-order perturbative methods in electromagnetism.

Adiabatic theorem and continuous coupled-mode theory for efficient taper transitions in photonic crystals.

We prove that an adiabatic theorem generally holds for slow tapers in photonic crystals and other strongly grated waveguides with arbitrary index modulation, exactly as in conventional waveguides. This provides a guaranteed pathway to efficient and broad-bandwidth couplers with, e.g., uniform waveguides. We show that adiabatic transmission can only occur, however, if the operating mode is propagating (nonevanescent) and guided at every point in the taper. Moreover, we demonstrate how straightforward taper designs in photonic crystals can violate these conditions, but that adiabaticity is restored by simple design principles involving only the independent band structures of the intermediate gratings. For these and other analyses, we develop a generalization of the standard coupled-mode theory to handle arbitrary nonuniform gratings via an instantaneous Bloch-mode basis, yielding a continuous set of differential equations for the basis coefficients. We show how one can thereby compute semianalytical reflection and transmission through crystal tapers of almost any length, using only a single pair of modes in the unit cells of uniform gratings. Unlike other numerical methods, our technique becomes more accurate as the taper becomes more gradual, with no significant increase in the computation time or memory. We also include numerical examples comparing to a well-established scattering-matrix method in two dimensions.